# Axonic Special Opportunities SBL Overseas Fund, Ltd. — Form D

Axonic Special Opportunities SBL Overseas Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2016-10-14. $31.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-10-14
- Form: D
- Accession: 0000919574-16-015886
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $31.9M
- Minimum investment: $100K
- Investors: 8
- Date of first sale: 2016-10-01
- Security types: equity, fund interests
- SEC file number: 021-272569

## Issuer

- Name: Axonic Special Opportunities SBL Overseas Fund, Ltd.
- CIK: 0001685628
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2016
- Address: INTERTRUST FIDUCIARY SVCS (CAYMAN) LTD, GRAND CAYMAN, E9, KY1-9007
- Phone: 212-259-0430

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Richard Ruffer | Director | Far Hills, NJ |
| Scott Dakers | Director | George Town, Grand Cayman, E9 |
| --- Axonic Capital LLC | Executive Officer | New York, NY |
| --- Axonic Capital LLC | Promoter | New York, NY |
| Clayton DeGiacinto | Director | New York, NY |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-10-03](https://search.stillhousedata.com/formd/0000919574-25-005935) | D/A | — | $799.7M |
| [2024-10-04](https://search.stillhousedata.com/formd/0000919574-24-005739) | D/A | — | $799.7M |
| [2023-10-06](https://search.stillhousedata.com/formd/0000919574-23-005503) | D/A | — | $799.7M |
| [2022-10-07](https://search.stillhousedata.com/formd/0000919574-22-005822) | D/A | — | $799.7M |
| [2021-10-08](https://search.stillhousedata.com/formd/0000919574-21-006171) | D/A | — | $799.7M |
| [2020-10-09](https://search.stillhousedata.com/formd/0000919574-20-006261) | D/A | — | $792.5M |
| [2019-10-11](https://search.stillhousedata.com/formd/0000919574-19-006378) | D/A | — | $661.3M |
| [2018-10-12](https://search.stillhousedata.com/formd/0000919574-18-006637) | D/A | — | $144.6M |
| [2017-10-13](https://search.stillhousedata.com/formd/0000919574-17-007289) | D/A | — | $106.5M |

## More

- [CIK 1685628 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1685628&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000919574-16-015886.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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