# HEARTLAND FINANCIAL USA INC — Form D

HEARTLAND FINANCIAL USA INC of DUBUQUE, IA, a company, filed a Form D exempt-offering notice with the SEC on 2013-10-21. The offering totals $38.8M, of which $38.8M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2013-10-21
- Form: D
- Accession: 0000920112-13-000067
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $38.8M
- Amount sold: $38.8M
- Investors: 12
- Date of first sale: 2013-10-18
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-204920

## Issuer

- Name: HEARTLAND FINANCIAL USA INC
- CIK: 0000920112
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 1398 CENTRAL AVE, DUBUQUE, IA, 52001
- Phone: 5635892000

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| James F Conlan | Director | Dubuque, IA |
| Mark C Falb | Director | Dubuque, IA |
| Thomas L Flynn | Director | Dubuque, IA |
| Lynn B Fuller | Director | Dubuque, IA |
| John K Schmidt | Director | Dubuque, IA |
| Duane E White | Director | Dubuque, IA |
| John J Berg | Executive Officer | Dubuque, IA |
| Kenneth J Erickson | Executive Officer | Dubuque, IA |
| Brian J Fox | Executive Officer | Dubuque, IA |
| Lynn B Fuller | Executive Officer | Dubuque, IA |
| David L Horstmann | Executive Officer | Dubuque, IA |
| Douglas J Horstmann | Executive Officer | Dubuque, IA |
| Bryan R McKeag | Executive Officer | Dubuque, IA |
| James R HIll | Director | Greenwood Village, CO |
| John K Schmidt | Executive Officer | Dubuque, IA |
| John W Cox, Jr. | Director | Dubuque, IA |
| Melvin E Miller | Executive Officer | Dubuque, IA |
| Ken J Erickson | Executive Officer | Dubuque, IA |
| Paul J Peckosh | Executive Officer | Dubuque, IA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-04-26](https://search.stillhousedata.com/formd/0000920112-13-000017) | D | $1.2M | $1.2M |
| [2010-11-09](https://search.stillhousedata.com/formd/0000920112-10-000059) | D | $50.0M | $11.0M |

## More

- [CIK 920112 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=920112&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000920112-13-000067.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.