# RODMAN & RENSHAW CAPITAL GROUP, INC. — Form D

RODMAN & RENSHAW CAPITAL GROUP, INC. of NEW YORK, NY, a company, filed a Form D exempt-offering notice with the SEC on 2011-11-02. The offering totals $8.0M, of which $6.7M was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2011-11-02
- Form: D
- Accession: 0000930413-11-006935
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $8.0M
- Amount sold: $6.7M
- Remaining: $1.4M
- Minimum investment: $250K
- Investors: 9
- Date of first sale: 2011-11-01
- Security types: debt
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-168160

## Issuer

- Name: RODMAN & RENSHAW CAPITAL GROUP, INC.
- CIK: 0001054303
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
- Phone: 212-356-0500

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| JOHN J BORER | Director | NEW YORK, NY |
| Winston J Churchill | Director | Malvern, PA |
| Wesley K Clark | Director | Vancouver, A1 |
| RICHARD M COHEN | Director | West Palm Beach, FL |
| PETER F DRAKE | Director | NEW YORK, NY |
| SAM F DRYDEN | Director | NEW YORK, NY |
| MARK L FRIEDMAN | Director | NEW YORK, NY |
| MARVIN I HAAS | Director | NEW YORK, NY |
| EDWARD RUBIN | Director | NEW YORK, NY |
| MICHAEL K VASINKEVICH | Director | NEW YORK, NY |
| JOHN J BORER | Executive Officer | NEW YORK, NY |
| DAVID J HORIN | Executive Officer | NEW YORK, NY |
| EDWARD RUBIN | Executive Officer | NEW YORK, NY |
| MICHAEL K VASINKEVICH | Executive Officer | NEW YORK, NY |

## More

- [CIK 1054303 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1054303&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000930413-11-006935.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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