# Windtree Drive, LLC — Form D

Windtree Drive, LLC of LOS ANGELES, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2019-03-22. $39.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2019-03-22
- Form: D
- Accession: 0000935836-19-000188
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $39.7M
- Minimum investment: $50K
- Investors: 25
- Date of first sale: 2018-09-17
- Security types: fund interests
- SEC file number: 021-335499

## Issuer

- Name: Windtree Drive, LLC
- CIK: 0001770898
- Entity type: Limited Liability Company
- Jurisdiction: CALIFORNIA
- Incorporated: 2018
- Address: 865 SOUTH FIGUEROA STREET, SUITE 700, LOS ANGELES, CA, 90017
- Phone: 213-891-6300

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Peter M Carlton | Director | Los Angeles, CA |
| Dorothy W Day | Director | Los Angeles, CA |
| Howard M Day | Director | Los Angeles, CA |
| Jonathan M Day | Director | Los Angeles, CA |
| ROBERT A DAY | Director | LOS ANGELES, CA |
| Howard M Day, Jr. | Director | Los Angeles, CA |
| Thomas Joseph Deegan-Day | Director | Los Angeles, CA |
| Damon P de Laszlo | Director | Los Angeles, CA |
| Lucinda Day Fournier | Director | Los Angeles, CA |
| Robert W Miller | Director | Los Angeles, CA |
| Peter M Carlton | Executive Officer | Los Angeles, CA |
| ROBERT A DAY | Executive Officer | LOS ANGELES, CA |
| Fred M Gluckman | Executive Officer | Los Angeles, CA |
| Robert W Miller | Executive Officer | Los Angeles, CA |
| N/A Oakmont Corporation | Executive Officer | Los Angeles, CA |

## More

- [CIK 1770898 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1770898&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000935836-19-000188.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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