# NIS Small Cap Equity Fund, LLC — Form D/A

NIS Small Cap Equity Fund, LLC of MILWAUKEE, WI, a pooled investment fund, filed a Form D amendment with the SEC on 2018-11-14. $2.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-11-14
- Form: D/A
- Accession: 0000939791-18-000016
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $2.5M
- Investors: 3
- Date of first sale: 2015-04-01
- Security types: equity, fund interests
- SEC file number: 021-275060

## Issuer

- Name: NIS Small Cap Equity Fund, LLC
- CIK: 0001687402
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2015
- Address: 777 E WISCONSIN AVENUE, MILWAUKEE, WI, 53202
- Phone: (414) 765-1980

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Scott O Van Lith | Director | Milwaukee, WI |
| Scott O Van Lith | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Executive Officer | Milwaukee, WI |
| N/A NA National Investment Services of America, LLC | Promoter | Milwaukee, WI |
| Robert NA Brooks | Director | Oak Brook, IL |
| Robert NA Brooks | Executive Officer | Oak Brook, IL |
| Larry H Haslee | Executive Officer | Milwaukee, WI |
| Norman E Sidler | Director | Milwaukee, WI |
| Norman E Sidler | Executive Officer | Milwaukee, WI |
| Bartlett J McCartin | Director | Milwaukee, WI |
| Bartlett J McCartin | Executive Officer | Milwaukee, WI |
| Kent J White | Director | Milwaukee, WI |
| Kent J White | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Executive Officer | Milwaukee, WI |
| n/a na National Investment Services, Inc. | Promoter | Milwaukee, WI |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-11-12](https://search.stillhousedata.com/formd/0001687402-20-000002) | D/A | — | $2.1M |
| [2019-11-13](https://search.stillhousedata.com/formd/0001687402-19-000001) | D/A | — | $2.1M |
| [2018-11-16](https://search.stillhousedata.com/formd/0000939791-18-000023) | D/A | — | $2.1M |
| [2017-11-17](https://search.stillhousedata.com/formd/0001687402-17-000001) | D/A | — | $1.4M |
| [2016-11-23](https://search.stillhousedata.com/formd/0001687402-16-000001) | D | — | $1.4M |

## More

- [CIK 1687402 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1687402&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000939791-18-000016.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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