# PIMCO ST Floating NAV III Subsidiary LLC — Form D/A

PIMCO ST Floating NAV III Subsidiary LLC of NEWPORT BEACH, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2017-01-04. $2.5B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2017-01-04
- Form: D/A
- Accession: 0000943663-17-000003
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $2.5B
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2014-07-24
- Security types: fund interests
- SEC file number: 021-222101

## Issuer

- Name: PIMCO ST Floating NAV III Subsidiary LLC
- CIK: 0001606472
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: C/O PACIFIC INVESTMENT MGMT COMPANY LLC, NEWPORT BEACH, CA, 92660
- Phone: 949-720-6000

## Officers, directors & promoters (78)

_Showing 25 of 78 people._

| Name | Role | Location |
| --- | --- | --- |
| DAVID L BRAUN | Executive Officer | NEWPORT BEACH, CA |
| JENNIFER S BRIDWELL | Executive Officer | NEWPORT BEACH, CA |
| RICHARD H CLARIDA | Executive Officer | NEWPORT BEACH, CA |
| William G De Leon | Executive Officer | Newport Beach, CA |
| Edward G Devlin | Executive Officer | Newport Beach, CA |
| JENNIFER E DURHAM | Executive Officer | NEWPORT BEACH, CA |
| MOHSEN E FAHMI | Executive Officer | NEWPORT BEACH, CA |
| JOACHIM E FELS | Executive Officer | NEWPORT BEACH, CA |
| DAVID N FISHER | Executive Officer | NEWPORT BEACH, CA |
| DAVID C FLATTUM | Executive Officer | NEWPORT BEACH, CA |
| MICHAEL A GOMEZ | Executive Officer | NEWPORT BEACH, CA |
| Brent R Harris | Executive Officer | Newport Beach, CA |
| DOUGLAS M HODGE | Executive Officer | NEWPORT BEACH, CA |
| Jonathan L Horne | Executive Officer | Newport Beach, CA |
| DANIEL L HYMAN | Executive Officer | NEWPORT BEACH, CA |
| DANIEL J IVASCYN | Executive Officer | NEWPORT BEACH, CA |
| LEW W JACOBS IV | Executive Officer | NEWPORT BEACH, CA |
| Andrew R Jessop | Executive Officer | Newport Beach, CA |
| Nicolas J Johnson | Executive Officer | NEWPORT BEACH, CA |
| MARK R KIESEL | Executive Officer | NEWPORT BEACH, CA |
| KIMBERLEY G KORINKE | Executive Officer | NEWPORT BEACH, CA |
| Richard R LeBrun | Executive Officer | Newport Beach, CA |
| SUDESH N MARIAPPA | Executive Officer | NEWPORT BEACH, CA |
| SCOTT A MATHER | Executive Officer | NEWPORT BEACH, CA |
| Ravi K Mattu | Executive Officer | Newport Beach, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-07-31](https://search.stillhousedata.com/formd/0000943663-14-000142) | D | — | $110K |

## More

- [CIK 1606472 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1606472&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000943663-17-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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