# AXA IM Global Emerging Markets Small Cap Fund, LLC — Form D/A

AXA IM Global Emerging Markets Small Cap Fund, LLC of GREENWICH, CT, a pooled investment fund, filed a Form D amendment with the SEC on 2018-09-14. $69.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-09-14
- Form: D/A
- Accession: 0000943663-18-000184
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $69.1M
- Minimum investment: $5.0M
- Investors: 16
- Date of first sale: 2015-05-13
- Security types: fund interests
- SEC file number: 021-224871

## Issuer

- Name: AXA IM Global Emerging Markets Small Cap Fund, LLC
- CIK: 0001616570
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 100 WEST PUTNAM AVENUE, 4TH FLOOR, GREENWICH, CT, 06830
- Phone: 203.548.4200

## Officers, directors & promoters (4)

| Name | Role | Location |
| --- | --- | --- |
| Marcello Arona | Executive Officer | Greenwich, CT |
| N/A AXA Investment Managers, Inc. | Promoter | Greenwich, CT |
| Travis Pauley | Executive Officer | Greenwich, CT |
| Xavier Thomin | Executive Officer | Greenwich, CT |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-09-11](https://search.stillhousedata.com/formd/0000943663-20-000219) | D/A | — | $94.1M |
| [2019-09-13](https://search.stillhousedata.com/formd/0000943663-19-000176) | D/A | — | $89.1M |
| [2017-09-14](https://search.stillhousedata.com/formd/0000943663-17-000209) | D/A | — | $16.3M |
| [2016-09-14](https://search.stillhousedata.com/formd/0000943663-16-000469) | D/A | — | $16.3M |
| [2015-09-08](https://search.stillhousedata.com/formd/0000943663-15-000192) | D/A | — | $16.3M |
| [2014-09-17](https://search.stillhousedata.com/formd/0000943663-14-000146) | D | — | — |

## More

- [CIK 1616570 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1616570&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000943663-18-000184.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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