# AXA IM U.S. Small Cap Fund, LLC — Form D/A

AXA IM U.S. Small Cap Fund, LLC of STAMFORD, CT, a pooled investment fund, filed a Form D amendment with the SEC on 2024-01-19. Industry: Pooled Investment Fund.

## Offering

- Filed: 2024-01-19
- Form: D/A
- Accession: 0000943663-24-000005
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Minimum investment: $1.0M
- Security types: fund interests
- SEC file number: 021-234285

## Issuer

- Name: AXA IM U.S. Small Cap Fund, LLC
- CIK: 0001633417
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2014
- Address: 400 ATLANTIC STREET, SUITE 1000, STAMFORD, CT, 06901
- Phone: 203-983-4200

## Officers, directors & promoters (7)

| Name | Role | Location |
| --- | --- | --- |
| N/A AXA Investment Managers US Inc. | Promoter | Stamford, CT |
| N/A AXA Investment Managers US Inc. | Related Person | Stamford, CT |
| Florian Bezault | Executive Officer | Stamford, CT |
| Florian Bezault | Related Person | Stamford, CT |
| Marcello Arona | Executive Officer | Greenwich, CT |
| N/A AXA Investment Managers, Inc | Promoter | Greenwich, CT |
| Xavier Thomin | Executive Officer | Greenwich, CT |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-03-06](https://search.stillhousedata.com/formd/0000945621-26-000402) | D/A | — | — |
| [2025-01-17](https://search.stillhousedata.com/formd/0000943663-25-000008) | D/A | — | — |
| [2023-01-25](https://search.stillhousedata.com/formd/0000943663-23-000008) | D/A | — | — |
| [2022-01-24](https://search.stillhousedata.com/formd/0000943663-22-000014) | D/A | — | — |
| [2021-01-22](https://search.stillhousedata.com/formd/0000943663-21-000017) | D/A | — | — |
| [2020-01-24](https://search.stillhousedata.com/formd/0000943663-20-000017) | D/A | — | — |
| [2019-01-25](https://search.stillhousedata.com/formd/0000943663-19-000020) | D/A | — | — |
| [2018-01-26](https://search.stillhousedata.com/formd/0000943663-18-000031) | D/A | — | — |
| [2017-02-01](https://search.stillhousedata.com/formd/0000943663-17-000047) | D/A | — | — |
| [2016-02-05](https://search.stillhousedata.com/formd/0000943663-16-000251) | D/A | — | — |
| [2015-02-18](https://search.stillhousedata.com/formd/0000943663-15-000024) | D | — | — |

## More

- [CIK 1633417 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1633417&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000943663-24-000005.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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