# Rockefeller Financial Asia, LLC — Form D

Rockefeller Financial Asia, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-04-12. $23.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-04-12
- Form: D
- Accession: 0000945621-11-000067
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $23.9M
- Minimum investment: $1.0M
- Investors: 34
- Date of first sale: 2011-03-28
- Security types: fund interests
- SEC file number: 021-158194

## Issuer

- Name: Rockefeller Financial Asia, LLC
- CIK: 0001517925
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 10 ROCKEFELLER PLAZA, NEW YORK, NY, 10020
- Phone: 212-549-5100

## Officers, directors & promoters (1)

| Name | Role | Location |
| --- | --- | --- |
| N/A Rockefeller & Co., Inc. | Executive Officer | New York, NY |

## More

- [CIK 1517925 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1517925&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000945621-11-000067.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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