# Carolina Securitized Credit Opportunities Ltd. — Form D/A

Carolina Securitized Credit Opportunities Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2024-01-19. $37.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2024-01-19
- Form: D/A
- Accession: 0000945621-24-000081
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $37.0M
- Minimum investment: $2.0M
- Investors: 3
- Date of first sale: 2013-10-01
- Security types: equity, fund interests
- SEC file number: 021-204576

## Issuer

- Name: Carolina Securitized Credit Opportunities Ltd.
- CIK: 0001587360
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: INTERTRUST CORP SVCS (CAYMAN) LTD, GRAND CAYMAN, E9, KY1-9005
- Phone: 919-967-7221

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Anthony Koenig, Jr. | Director | Boston, MA |
| N/A Amundi Asset Management US, Inc. | Executive Officer | Boston, MA |
| Patrice Blanc | Director | Boston, MA |
| Frederic Barthelemy | Director | Boston, MA |
| -- Amundi Asset Management US, Inc. | Executive Officer | Boston, MA |
| Joseph Carrabes | Director | Boston, MA |
| Michael J Giarla | Director | Rocky Hill, CT |
| Michael J Giarla | Executive Officer | Rocky Hill, CT |
| Amy Arganbright | Director | Durham, NC |
| -- Amundi Pioneer Institutional Asset Management, Inc. | Executive Officer | Boston, MA |
| -- Amundi Pioneer Institutional Asset Management, Inc. | Promoter | Boston, MA |
| Stephen A Eason | Director | Durham, NC |
| -- Amundi Smith Breeden LLC | Executive Officer | Durham, NC |
| -- Amundi Smith Breeden LLC | Promoter | Durham, NC |

## Other filings by this issuer (13)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-01-17](https://search.stillhousedata.com/formd/0000945621-25-000067) | D/A | — | $37.0M |
| [2023-01-19](https://search.stillhousedata.com/formd/0000945621-23-000025) | D/A | — | $37.0M |
| [2022-01-19](https://search.stillhousedata.com/formd/0000945621-22-000027) | D/A | — | $37.0M |
| [2021-01-19](https://search.stillhousedata.com/formd/0000945621-21-000021) | D/A | — | $37.0M |
| [2020-02-12](https://search.stillhousedata.com/formd/0000919574-20-000937) | D/A | — | $37.0M |
| [2019-02-12](https://search.stillhousedata.com/formd/0000919574-19-001014) | D/A | — | $37.0M |
| [2018-02-15](https://search.stillhousedata.com/formd/0000919574-18-001873) | D/A | — | $37.0M |
| [2017-05-19](https://search.stillhousedata.com/formd/0000919574-17-004439) | D/A | — | $37.0M |
| [2016-05-24](https://search.stillhousedata.com/formd/0000919574-16-013381) | D/A | — | $37.0M |
| [2015-12-07](https://search.stillhousedata.com/formd/0000919574-15-008556) | D/A | — | $17.0M |
| [2014-12-04](https://search.stillhousedata.com/formd/0000919574-14-006894) | D/A | — | $10.0M |
| [2013-12-04](https://search.stillhousedata.com/formd/0000919574-13-006863) | D/A | — | $10.0M |
| [2013-10-15](https://search.stillhousedata.com/formd/0000919574-13-005869) | D | — | $10.0M |

## More

- [CIK 1587360 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1587360&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000945621-24-000081.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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