# OZA Private Investors LLC — Form D/A

OZA Private Investors LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2017-03-21. $172.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2017-03-21
- Form: D/A
- Accession: 0000950103-17-002632
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $172.6M
- Minimum investment: $100K
- Investors: 52
- Date of first sale: 2011-04-18
- Security types: equity, fund interests
- SEC file number: 021-159172

## Issuer

- Name: OZA Private Investors LLC
- CIK: 0001519010
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: C/O J.P. MORGAN PRIVATE INVESTMENTS INC., NEW YORK, NY, 10017
- Phone: 212-464-0113

## Officers, directors & promoters (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Seth Bernstein | Director | NEW YORK, NY |
| Robert Klein | Director | Toronto, A6 |
| Kurt Reid | Director | GEORGE TOWN, GRAND CAYMAN, E9 |
| Christine Fletcher | Director | Grand Cayman, E9 |
| Richard Ruffer | Director | Far Hills, NJ |
| James Walker | Director | Chicago, IL |
| Scott Dakers | Director | George Town, Grand Cayman, E9 |
| Laren Gillespie | Director | Grand Cayman, E9 |
| Sabrina Foster | Director | Grand Cayman, E9 |
| Glenn Hill | Director | New York, NY |
| David Lloyd | Director | Grand Cayman, E9 |
| Laura Pantaleo | Director | New York, NY |
| Mary Savino | Director | New York, NY |
| Thomas McGraw | Director | New York, NY |
| Jote Kassa | Director | New York, NY |
| Shideh Theunissen | Director | New York, NY |
| - J.P. Morgan Private Investments Inc. | Executive Officer | NEW YORK, NY |
| - J.P. Morgan Private Investments Inc. | Promoter | NEW YORK, NY |
| Michael Chiaravalloti | Director | NEW YORK, NY |
| David Wezdenko | Director | NEW YORK, NY |
| Ryan Schroeder | Director | GEORGE TOWN, GRAND CAYMAN, E9 |
| Rachael Rankin | Director | George Town, E9 |
| Mark Padley | Director | NEW YORK, NY |
| Isatou Sey | Director | New York, NY |
| Margaret Conklin | Director | New York, NY |

## Other filings by this issuer (8)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-03-13](https://search.stillhousedata.com/formd/0000950103-19-003348) | D/A | — | $172.6M |
| [2018-03-14](https://search.stillhousedata.com/formd/0000950103-18-003352) | D/A | — | $172.6M |
| [2016-03-22](https://search.stillhousedata.com/formd/0000950103-16-012011) | D/A | — | $172.6M |
| [2015-04-22](https://search.stillhousedata.com/formd/0000950103-15-003112) | D/A | — | $170.5M |
| [2014-04-22](https://search.stillhousedata.com/formd/0000950103-14-002827) | D/A | — | $150.0M |
| [2013-04-24](https://search.stillhousedata.com/formd/0000950103-13-002511) | D/A | — | $39.5M |
| [2012-05-01](https://search.stillhousedata.com/formd/0000950103-12-002297) | D/A | — | $36.5M |
| [2011-05-02](https://search.stillhousedata.com/formd/0000950103-11-001654) | D | — | $6.5M |

## More

- [CIK 1519010 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1519010&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000950103-17-002632.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
