# STIFEL FINANCIAL CORP — Form D

STIFEL FINANCIAL CORP of ST. LOUIS, MO, a company, filed a Form D exempt-offering notice with the SEC on 2015-06-17. The offering totals $73.2M, of which $73.2M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2015-06-17
- Form: D
- Accession: 0000950138-15-000408
- Industry: Other Banking and Financial Services
- Exemptions: 06c
- Total offering: $73.2M
- Amount sold: $73.2M
- Investors: 433
- Date of first sale: 2015-06-05
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-241951

## Issuer

- Name: STIFEL FINANCIAL CORP
- CIK: 0000720672
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: ATTN: JAMES G. LASCHOBER, ST. LOUIS, MO, 63102-2102
- Phone: 314-342-2000

## Officers, directors & promoters (32)

_Showing 25 of 32 people._

| Name | Role | Location |
| --- | --- | --- |
| Charles A Dill | Director | St. Louis, MO |
| Alton F Irby III | Director | St. Louis, MO |
| James M Marischen | Executive Officer | St. Louis, MO |
| David M Minnick | Executive Officer | St. Louis, MO |
| Victor J Nesi | Director | Portland, ME |
| Victor J Nesi | Executive Officer | Portland, ME |
| MICHAEL J ZIMMERMAN | Director | NEW YORK, NY |
| ROBERT E GRADY | Director | SAN FRANCISCO, CA |
| John P Dubinsky | Director | St. Louis, MO |
| Ben A Plotkin | Director | St. Louis, MO |
| Ben A Plotkin | Executive Officer | St. Louis, MO |
| Maura F Markus | Director | St. Louis, MO |
| Bruce A Beda | Director | St. Louis, MO |
| James M Oates | Director | St. Louis, MO |
| Thomas B Michaud | Director | St. Louis, MO |
| Thomas B Michaud | Executive Officer | St. Louis, MO |
| David D Sliney | Executive Officer | St. Louis, MO |
| Mark P Fisher | Executive Officer | St. Louis, MO |
| Kelvin R Westbrook | Director | St. Louis, MO |
| Thomas W Weisel | Director | St. Louis, MO |
| Thomas W Weisel | Executive Officer | St. Louis, MO |
| Richard J Himelfarb | Director | St. Louis, MO |
| Richard J Himelfarb | Executive Officer | St. Louis, MO |
| Thomas P Mulroy | Director | St. Louis, MO |
| Thomas P Mulroy | Executive Officer | St. Louis, MO |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-01-17](https://search.stillhousedata.com/formd/0000950138-17-000071) | D | $9.4M | $9.4M |

## More

- [CIK 720672 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=720672&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000950138-15-000408.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.