# Tradewinds Global Investors, LLC — Form D/A

Tradewinds Global Investors, LLC of LOS ANGELES, CA, a company, filed a Form D amendment with the SEC on 2013-04-09. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2013-04-09
- Form: D/A
- Accession: 0000950172-13-000040
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Investors: 34
- Date of first sale: 2012-03-23
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-176355

## Issuer

- Name: Tradewinds Global Investors, LLC
- CIK: 0001383221
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 2049 CENTURY PARK EAST, LOS ANGELES, CA, 90067
- Phone: (310) 552-8900

## Officers, directors & promoters (10)

| Name | Role | Location |
| --- | --- | --- |
| Constance Lawton | Director | Los Angeles, CA |
| Constance Lawton | Executive Officer | Los Angeles, CA |
| Leora R Weiner | Executive Officer | Los Angeles, CA |
| John Amboian | Director | Chicago, IL |
| Glenn Richter | Director | New York, NY |
| Jeffrey P Cusack | Executive Officer | Los Angeles, CA |
| Emily Alejos | Director | Los Angeles, CA |
| Emily Alejos | Executive Officer | Los Angeles, CA |
| Andrew Thelen | Director | Los Angeles, CA |
| Andrew Thelen | Executive Officer | Los Angeles, CA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-03-11](https://search.stillhousedata.com/formd/0000950172-15-000041) | D/A | — | — |
| [2012-04-09](https://search.stillhousedata.com/formd/0000950172-12-000018) | D | — | — |

## More

- [CIK 1383221 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1383221&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000950172-13-000040.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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