# GAM Holding AG — Form D

GAM Holding AG of New York, NY, a company, filed a Form D exempt-offering notice with the SEC on 2016-11-08. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2016-11-08
- Form: D
- Accession: 0001012975-16-001555
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Investors: 9
- Date of first sale: 2016-10-26
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-273992

## Issuer

- Name: GAM Holding AG
- CIK: 0001438848
- Entity type: Corporation
- Jurisdiction: SWITZERLAND
- Address: c/o GAM USA Inc, New York, NY, 10020
- Phone: 212-407-4600

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| Johannes A de Gier | Director | New York, NY |
| Diego A du Monceau | Director | New York, NY |
| Ezra S Field | Director | New York, NY |
| Benjamin A Meuli | Director | New York, NY |
| Nancy A Mistretta | Director | New York, NY |
| Hugh A Scott-Barrett | Director | New York, NY |
| Tim S Dana | Executive Officer | New York, NY |
| Alexander S Friedman | Executive Officer | New York, NY |
| Larry S Hatheway | Executive Officer | New York, NY |
| Martin S Jufer | Executive Officer | New York, NY |
| Richard S McNamara | Executive Officer | New York, NY |
| Scott S Sullivan | Executive Officer | New York, NY |
| Craig S Wallis | Executive Officer | New York, NY |

## More

- [CIK 1438848 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1438848&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001012975-16-001555.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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