# ROTHSCHILD & CO SMALL-CAP TRUST — Form D/A

ROTHSCHILD & CO SMALL-CAP TRUST of STAMFORD, CT, a pooled investment fund, filed a Form D amendment with the SEC on 2022-12-05. $99.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2022-12-05
- Form: D/A
- Accession: 0001012975-22-000528
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.1
- Amount sold: $99.3M
- Minimum investment: $1.0M
- Investors: 43
- Date of first sale: 1997-06-01
- Security types: fund interests
- SEC file number: 021-173682

## Issuer

- Name: ROTHSCHILD & CO SMALL-CAP TRUST
- CIK: 0001542686
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: 1 STATION PLACE, STAMFORD, CT, 06902
- Phone: 212-403-3500

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| N/A Rothschild & Co Asset Management US Inc. | Executive Officer | STAMFORD, CT |
| N/A Rothschild Asset Management Inc. | Executive Officer | NEW YORK, NY |
| T. Radey Johnson | Executive Officer | New York, NY |
| Daniel Radey Oshinskie | Executive Officer | New York, NY |
| Michael Radey Tamasco | Executive Officer | New York, NY |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-12-03](https://search.stillhousedata.com/formd/0001012975-21-000497) | D/A | — | $99.3M |
| [2020-12-03](https://search.stillhousedata.com/formd/0001012975-20-000850) | D/A | — | $99.2M |
| [2019-12-03](https://search.stillhousedata.com/formd/0001012975-19-000751) | D/A | — | $86.3M |
| [2018-12-03](https://search.stillhousedata.com/formd/0001012975-18-001263) | D/A | — | $76.2M |
| [2017-12-01](https://search.stillhousedata.com/formd/0001012975-17-000890) | D/A | — | $73.2M |
| [2012-02-21](https://search.stillhousedata.com/formd/0000919574-12-001778) | D | — | $202.9M |

## More

- [CIK 1542686 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1542686&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001012975-22-000528.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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