# Phase3 Global Rates Fund LLC — Form D/A

Phase3 Global Rates Fund LLC of BOCA RATON, FL, a pooled investment fund, filed a Form D amendment with the SEC on 2025-03-18. $18.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2025-03-18
- Form: D/A
- Accession: 0001013762-25-000552
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $18.6M
- Minimum investment: $1.0M
- Investors: 3
- Date of first sale: 2022-08-01
- Security types: fund interests
- SEC file number: 021-476179

## Issuer

- Name: Phase3 Global Rates Fund LLC
- CIK: 0001968691
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2022
- Address: 6501 CONGRESS AVENUE, BOCA RATON, FL, 33487
- Phone: 312-858-3800

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| Karim S Alwan | Executive Officer | Boca Raton, FL |
| Shane B Hoover | Executive Officer | Boca Raton, FL |
| N/A Phase 3 Capital Management LLC | Executive Officer | BOCA RATON, FL |
| Eric M White | Executive Officer | Waltham, MA |
| Ethan S Youderian | Executive Officer | BOCA RATON, FL |
| N/A Phase 3 Capital Management LLC | Related Person | BOCA RATON, FL |
| Ethan S. Youderian | Executive Officer | BOCA RATON, FL |
| Ethan S. Youderian | Related Person | BOCA RATON, FL |
| Shane B. Hoover | Executive Officer | BOCA RATON, FL |
| Shane B. Hoover | Related Person | BOCA RATON, FL |
| Karim S. Alwan | Executive Officer | BOCA RATON, FL |
| Karim S. Alwan | Related Person | BOCA RATON, FL |
| Eric M. White | Executive Officer | BOCA RATON, FL |
| Eric M. White | Related Person | BOCA RATON, FL |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-03-18](https://search.stillhousedata.com/formd/0001213900-26-030404) | D/A | — | $20.5M |
| [2024-03-18](https://search.stillhousedata.com/formd/0001968691-24-000001) | D/A | — | $14.1M |
| [2023-03-17](https://search.stillhousedata.com/formd/0001209191-23-019503) | D | — | $8.5M |

## More

- [CIK 1968691 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1968691&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001013762-25-000552.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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