# AETHLON MEDICAL INC — Form D

AETHLON MEDICAL INC of SAN DIEGO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-11-21. The offering totals $528K, of which $528K was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2014-11-21
- Form: D
- Accession: 0001019687-14-004436
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $528K
- Amount sold: $528K
- Investors: 2
- Date of first sale: 2014-11-06
- Security types: debt
- Revenue range: $1,000,001 - $5,000,000
- SEC file number: 021-228805

## Issuer

- Name: AETHLON MEDICAL INC
- CIK: 0000882291
- Entity type: Corporation
- Jurisdiction: NEVADA
- Address: 11555 SORRENTO VALLEY ROAD, SUITE 203, SAN DIEGO, CA, 92121
- Phone: 619-941-0360

## Officers, directors & promoters (33)

_Showing 25 of 33 people._

| Name | Role | Location |
| --- | --- | --- |
| Richard H Tulls, PhD | Director | San Diego, CA |
| Richard H Tulls, PhD | Executive Officer | San Diego, CA |
| Chetan S Shah, M.D. | Director | San Diego, CA |
| James B Frakes | Director | San Diego, CA |
| James B Frakes | Executive Officer | San Diego, CA |
| Edward G Broenniman | Director | San Diego, CA |
| Nicolas S Gikakis | Director | San Diego, CA |
| Angela G Rossetti | Director | San Diego, CA |
| SABRINA C MARTUCCI JOHNSON | Director | SAN DIEGO, CA |
| CHARLES J FISHER | Director | SAN DIEGO, CA |
| CHETAN S SHAH | Director | SAN DIEGO, CA |
| GUY B CIPRIANI | Director | SAN DIEGO, CA |
| Thomas V Wornham | Director | La Jolla, CA |
| RODNEY S KENLEY | Director | SAN DIEGO, CA |
| RODNEY S KENLEY | Executive Officer | SAN DIEGO, CA |
| FRANKLYN S BARRY, JR. | Director | SAN DIEGO, CA |
| RICHARD H TULLIS, PhD | Director | SAN DIEGO, CA |
| RICHARD H TULLIS, PhD | Executive Officer | SAN DIEGO, CA |
| JAMES A JOYCE | Director | SAN DIEGO, CA |
| JAMES A JOYCE | Executive Officer | SAN DIEGO, CA |
| CHETAN S SHAH, MD | Director | SAN DIEGO, CA |
| Timothy C Rodell | Director | Louisville, CO |
| Timothy C Rodell | Executive Officer | Louisville, CO |
| THOMAS S WORNHAM | Director | SAN DIEGO, CA |
| RICHARD H TULLIS, PH.D. | Director | SAN DIEGO, CA |

## Other filings by this issuer (23)

_Showing 15 of 23 filings._

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-12-23](https://search.stillhousedata.com/formd/0000882291-25-000004) | D | $2.2M | $2.2M |
| [2020-01-24](https://search.stillhousedata.com/formd/0001794785-20-000003) | D | $2.7M | $2.7M |
| [2015-07-09](https://search.stillhousedata.com/formd/0001019687-15-002664) | D | $6.0M | $6.0M |
| [2014-12-15](https://search.stillhousedata.com/formd/0001019687-14-004719) | D | $3.3M | $3.3M |
| [2014-11-04](https://search.stillhousedata.com/formd/0001483806-14-000009) | D | $839K | $839K |
| [2014-11-04](https://search.stillhousedata.com/formd/0001483806-14-000008) | D | $914K | $914K |
| [2014-11-04](https://search.stillhousedata.com/formd/0001483806-14-000007) | D | $838K | $838K |
| [2014-01-09](https://search.stillhousedata.com/formd/0001483806-14-000001) | D/A | $2.0M | $1.8M |
| [2013-12-20](https://search.stillhousedata.com/formd/0001483806-13-000010) | D/A | $2.0M | $1.5M |
| [2013-11-22](https://search.stillhousedata.com/formd/0001483806-13-000007) | D/A | $2.0M | $642K |
| [2013-11-12](https://search.stillhousedata.com/formd/0001483806-13-000006) | D | $2.0M | $230K |
| [2013-10-11](https://search.stillhousedata.com/formd/0001483806-13-000005) | D/A | $5.0M | $2.0M |
| [2013-09-16](https://search.stillhousedata.com/formd/0001483806-13-000004) | D | $400K | $400K |
| [2012-10-25](https://search.stillhousedata.com/formd/0001483806-12-000007) | D | $5.0M | $1.0M |
| [2012-02-29](https://search.stillhousedata.com/formd/0001483806-12-000001) | D/A | $1.1M | $1.1M |

## More

- [CIK 882291 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=882291&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001019687-14-004436.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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