# SMARTFINANCIAL INC. — Form D

SMARTFINANCIAL INC. of KNOXVILLE, TN, a company, filed a Form D exempt-offering notice with the SEC on 2025-09-02. The offering totals $100.0M, of which $100.0M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2025-09-02
- Form: D
- Accession: 0001038773-25-000003
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $100.0M
- Amount sold: $100.0M
- Investors: 44
- Date of first sale: 2025-08-20
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-556409

## Issuer

- Name: SMARTFINANCIAL INC.
- CIK: 0001038773
- Entity type: Corporation
- Jurisdiction: TENNESSEE
- Address: 5401 KINGSTON PIKE, KNOXVILLE, TN, 37919
- Phone: 865-437-5700

## Officers, directors & promoters (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Cathy G Ackermann | Director | Knoxville, TN |
| Victor L Barrett | Director | Knoxville, TN |
| William Y Carroll, Jr. | Director | Knoxville, TN |
| William Y Carroll, Sr. | Director | Knoxville, TN |
| David A Ogle | Director | Knoxville, TN |
| Kelli A Shomaker | Director | Knoxville, TN |
| Steven B Tucker | Director | Knoxville, TN |
| Wesley M Welborn | Director | Knoxville, TN |
| Keith E Whaley | Director | Knoxville, TN |
| Geoffrey A Wolpert | Director | Knoxville, TN |
| William Y Carroll, Jr. | Executive Officer | Knoxville, TN |
| Ronald J Gorczynski | Executive Officer | Knoxville, TN |
| William Y Carroll, Sr. | Executive Officer | Knoxville, TN |
| Gregory L Davis | Executive Officer | Fort Wayne, IN |
| Ted C Miller | Director | Knoxville, TN |
| W. Miller Welborn | Director | Knoxville, TN |
| C. Bryan Johnson | Executive Officer | Knoxville, TN |
| J. Beau Wicks | Director | Knoxville, TN |
| Rhett D Jordan | Executive Officer | Knoxville, TN |
| Nathaniel F Hughes | Executive Officer | Knoxville, TN |
| Gary W Petty, Jr. | Executive Officer | Knoxville, TN |
| Monique P Berke | Director | Knoxville, TN |
| Clifton N Miller | Director | Knoxville, TN |
| Felicia F Barbee | Executive Officer | Chattanooga, TN |
| Frank S McDonald | Director | Chattanooga, TN |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2018-10-10](https://search.stillhousedata.com/formd/0001038773-18-000013) | D | $40.0M | $40.0M |
| [2015-09-14](https://search.stillhousedata.com/formd/0001434890-15-000016) | D | $14.6M | $11.2M |

## More

- [CIK 1038773 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1038773&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001038773-25-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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