# GABRIEL ROEDER SMITH & CO /MI — Form D

GABRIEL ROEDER SMITH & CO /MI of SOUTHFIELD, MI, a company, filed a Form D exempt-offering notice with the SEC on 2013-12-11. The offering totals $348K, of which $201K was reported sold. Industry: Other.

## Offering

- Filed: 2013-12-11
- Form: D
- Accession: 0001058640-13-000001
- Industry: Other
- Exemptions: 06b
- Total offering: $348K
- Amount sold: $201K
- Remaining: $147K
- Minimum investment: $23
- Investors: 40
- Date of first sale: 2013-11-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-207780

## Issuer

- Name: GABRIEL ROEDER SMITH & CO /MI
- CIK: 0001058640
- Entity type: Corporation
- Jurisdiction: MICHIGAN
- Address: ONETOWNE SQUARE SUITE 800, SOUTHFIELD, MI, 48075
- Phone: 248-799-9000

## Officers, directors & promoters (23)

| Name | Role | Location |
| --- | --- | --- |
| Joseph B Newton | Director | Southfield, MI |
| Judith A Kermans | Director | Southfield, MI |
| Theora P Braccialarghe | Director | Southfield, MI |
| Mark R Randall | Director | Southfield, MI |
| Mark R Randall | Executive Officer | Southfield, MI |
| Brad L Armstrong | Director | Southfield, MI |
| John A Steinbrunner | Director | Southfield, MI |
| Brian B Murphy | Director | Southfield, MI |
| Brian B Murphy | Executive Officer | Southfield, MI |
| John T Steinbrunner | Director | Southfield, MI |
| David T Kausch | Director | Southfield, MI |
| Lance G Weiss | Director | Southfield, MI |
| Kenneth G Alberts | Director | Southfield, MI |
| Christine T Scheer | Executive Officer | Southfiedl, MI |
| Lewis E Ward | Director | Southfield, MI |
| John H Steinbrunner | Director | Southfield, MI |
| Mark H Buis | Director | Southfield, MI |
| Christine H Scheer | Executive Officer | Southfiedl, MI |
| Norman L Jones | Director | Southfield, MI |
| J. Stephen Palmquist | Director | Southfield, MI |
| F. Kenneth Davis | Executive Officer | Southfield, MI |
| Leslie L Thompson | Director | Southfield, MI |
| Mita D Drazilov | Director | Southfield, MI |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-12-11](https://search.stillhousedata.com/formd/0001058640-15-000001) | D | $367K | $367K |
| [2014-12-12](https://search.stillhousedata.com/formd/0001058640-14-000001) | D | $378K | $378K |
| [2012-12-11](https://search.stillhousedata.com/formd/0001058640-12-000001) | D | $379K | $232K |
| [2011-12-09](https://search.stillhousedata.com/formd/0001058640-11-000001) | D | $377K | $290K |
| [2010-12-13](https://search.stillhousedata.com/formd/0001058640-10-000001) | D | $346K | $324K |
| [2009-12-09](https://search.stillhousedata.com/formd/0001058640-09-000003) | D | $361K | $332K |

## More

- [CIK 1058640 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1058640&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001058640-13-000001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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