# GREAT LAKES ADVISORS, LLC — Form D

GREAT LAKES ADVISORS, LLC of CHICAGO, IL, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2023-12-04. $1.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2023-12-04
- Form: D
- Accession: 0001078013-23-000008
- Industry: Pooled Investment Fund
- Exemptions: 3C, 3C.1
- Amount sold: $1.3M
- Minimum investment: $1.0M
- Investors: 5
- Date of first sale: 2009-08-03
- Security types: equity, fund interests
- SEC file number: 021-498696

## Issuer

- Name: GREAT LAKES ADVISORS, LLC
- CIK: 0001078013
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 231 S. LASALLE STREET, CHICAGO, IL, 60604
- Phone: 3124311700

## Officers, directors & promoters (2)

| Name | Role | Location |
| --- | --- | --- |
| N/A Great Lakes Large Cap Value Fund | Executive Officer | Stamford, CT |
| N/A Great Lakes Small Cap Core Trust | Executive Officer | Stamford, CT |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-11-10](https://search.stillhousedata.com/formd/0001078013-25-000010) | D | — | — |
| [2025-11-10](https://search.stillhousedata.com/formd/0001078013-25-000009) | D | — | — |
| [2024-12-04](https://search.stillhousedata.com/formd/0001078013-24-000008) | D | — | $17.3M |
| [2024-12-04](https://search.stillhousedata.com/formd/0001078013-24-000007) | D | — | — |
| [2023-12-04](https://search.stillhousedata.com/formd/0001078013-23-000007) | D | — | $13.9M |

## More

- [CIK 1078013 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1078013&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001078013-23-000008.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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