# BROADWAY FINANCIAL CORP \\DE\\ — Form D

BROADWAY FINANCIAL CORP \DE\ of Los Angeles, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-10-22. The offering totals $9.9M, of which $9.7M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2014-10-22
- Form: D
- Accession: 0001104659-14-072992
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $9.9M
- Amount sold: $9.7M
- Remaining: $187K
- Investors: 24
- Date of first sale: 2014-10-16
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-226939

## Issuer

- Name: BROADWAY FINANCIAL CORP \\DE\\
- CIK: 0001001171
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 4800 Wilshire Boulevard, Los Angeles, CA, 90010
- Phone: 323-634-1700

## Officers, directors & promoters (52)

_Showing 25 of 52 people._

| Name | Role | Location |
| --- | --- | --- |
| Robert C Davidson, Jr. | Director | Los Angeles, CA |
| Paul C Hudson | Director | Los Angeles, CA |
| Javier C Leon | Director | Los Angeles, CA |
| Renata A Simril | Director | Los Angeles, CA |
| Norman (Sandy) J Bellefeuile | Executive Officer | Los Angeles, CA |
| Paul Hudson | Director | New York, NY |
| Robert Davidson | Director | OXNARD, CA |
| Thomas J Nida | Executive Officer | Los Angeles, CA |
| Robert J Davidson | Director | Los Angeles, CA |
| Norman J Bellefeuile | Executive Officer | Los Angeles, CA |
| Ruth J McCloud | Executive Officer | Los Angeles, CA |
| Wayne-Kent J Bradshaw | Director | Los Angeles, CA |
| Mary Ann J Donovan | Director | Los Angeles, CA |
| Brian J Argrett | Director | Los Angeles, CA |
| Brian J Argrett | Executive Officer | Los Angeles, CA |
| Sonja J Wells | Executive Officer | Los Angeles, CA |
| Dutch J Ross III | Director | Los Angeles, CA |
| Marie J Johns | Director | Los Angeles, CA |
| Brenda J Battey | Executive Officer | Los Angeles, CA |
| David J McGrady | Director | Los Angeles, CA |
| William J Longbrake | Director | Los Angeles, CA |
| Jack J Thompson | Director | Los Angeles, CA |
| Shannan J Herbert | Executive Officer | Los Angeles, CA |
| Erin C Selleck | Director | Los Angeles, CA |
| Albert O Maddox | Director | Los Angeles, CA |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-04-15](https://search.stillhousedata.com/formd/0001567619-21-008162) | D | $32.9M | $32.9M |
| [2017-01-05](https://search.stillhousedata.com/formd/0001104659-17-000932) | D | $1.2M | $1.2M |
| [2013-09-04](https://search.stillhousedata.com/formd/0001104659-13-068024) | D | $4.2M | $4.2M |
| [2012-11-28](https://search.stillhousedata.com/formd/0001181431-12-060712) | D | $50K | $50K |
| [2012-07-11](https://search.stillhousedata.com/formd/0001181431-12-040396) | D | $150K | $150K |

## More

- [CIK 1001171 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1001171&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001104659-14-072992.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
