# OVERTONE, INC. — Form D

OVERTONE, INC. of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-10-15. The offering totals $5.3M, of which $2.5M was reported sold. Industry: Other.

## Offering

- Filed: 2009-10-15
- Form: D
- Accession: 0001118220-09-000003
- Industry: Other
- Exemptions: 06
- Total offering: $5.3M
- Amount sold: $2.5M
- Remaining: $2.8M
- Investors: 17
- Date of first sale: 2009-09-30
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-101013

## Issuer

- Name: OVERTONE, INC.
- CIK: 0001118220
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2007
- Address: 44 MONTGOMERY STREET, SAN FRANCISCO, CA, 94104
- Phone: (415) 814-0500

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Richard D Brekka | Director | New York, NY |
| Craig D Brennan | Director | San Francisco, CA |
| Craig D Brennan | Executive Officer | San Francisco, CA |
| Dennis G O'Connell | Director | New York, NY |
| John G Rehfeld | Director | Del Mar, CA |
| Christopher D Vohnout | Executive Officer | Carlsbad, CA |
| Thayer D Swartwood | Director | Waltham, MA |
| Harry G Whelan | Director | Palo Alto, CA |
| James D Sanger | Director | Waltham, MA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2010-05-06](https://search.stillhousedata.com/formd/0001118220-10-000002) | D/A | $7.1M | $7.1M |

## More

- [CIK 1118220 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1118220&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001118220-09-000003.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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