# BioCardia, Inc. — Form D

BioCardia, Inc. of SAN CARLOS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-12-16. The offering totals $6.5M, of which $6.2M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2009-12-16
- Form: D
- Accession: 0001136261-09-000379
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $6.5M
- Amount sold: $6.2M
- Remaining: $285K
- Minimum investment: $10K
- Investors: 74
- Date of first sale: 2009-10-27
- Security types: equity
- Revenue range: $1,000,001 - $5,000,000
- SEC file number: 021-92574-1N

## Issuer

- Name: BioCardia, Inc.
- CIK: 0000925741
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 125 SHOREWAY ROAD, SAN CARLOS, CA, 94070
- Phone: 650-226-0123

## Officers, directors & promoters (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| Andrew Brooks | Director | San Francisco, CA |
| Mikhail Kvitnitsky | Director | Beverly Hills, CA |
| Joseph Loggia | Director | Beverly Hills, CA |
| Thomas Morgan | Director | Wilmington, DE |
| Ronald Richards | Director | Beverly Hills, CA |
| Steven Rubin | Director | Miami, FL |
| Subbarao Uppaluri | Director | Beverly Hills, CA |
| Andrew Brooks | Executive Officer | San Francisco, CA |
| Mikhail Kvitnitsky | Executive Officer | Beverly Hills, CA |
| Derrick Romine | Executive Officer | Beverly Hills, CA |
| Richard C Pfenniger | Director | San Carlos, CA |
| Allan R Tessler | Director | San Carlos, CA |
| Richard L Krasno | Director | San Carlos, CA |
| Thomas Quertermous | Director | San Carlos, CA |
| Simon Stertzer | Director | San Carlos, CA |
| Fernando L Fernandez | Director | San Carlos, CA |
| David C McClung | Executive Officer | San Carlos, CA |
| Peter Altman | Director | San Carlos, CA |
| Peter Altman | Executive Officer | San Carlos, CA |
| Peter Altman | Promoter | San Carlos, CA |
| SIMON H STERTZER | Director | SAN CARLOS, CA |
| THOMAS C QUERTERMOUS | Director | SAN CARLOS, CA |
| PHIL M PESTA | Executive Officer | SAN CARLOS, CA |
| RICHARD C PFENNIGER, JR | Director | SAN CARLOS, CA |
| RICHARD T ALLEN | Executive Officer | SAN CARLOS, CA |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-01-07](https://search.stillhousedata.com/formd/0000925741-19-000002) | D | $4.0M | $4.0M |
| [2016-11-04](https://search.stillhousedata.com/formd/0001635886-16-000004) | D | $35.9M | $35.9M |
| [2009-10-13](https://search.stillhousedata.com/formd/0001136261-09-000290) | D | $8.0M | $3.0M |

## More

- [CIK 925741 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=925741&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001136261-09-000379.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.