# Thomson Horstmann & Bryant Small Cap Trust — Form D/A

Thomson Horstmann & Bryant Small Cap Trust of BOSTON, MA, a company, filed a Form D amendment with the SEC on 2009-12-16. $166.9M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-12-16
- Form: D/A
- Accession: 0001140361-09-029349
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C.1
- Amount sold: $166.9M
- Investors: 15
- Date of first sale: 2006-08-11
- SEC file number: 021-136885

## Issuer

- Name: Thomson Horstmann & Bryant Small Cap Trust
- CIK: 0001473103
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2006
- Address: OLD MUTUAL ASSET MANAGEMENT TRUST CO, BOSTON, MA, 02116
- Phone: 617-369-7300

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Mary J Kirby | Director | Boston, MA |
| Karen F Kupferberg | Director | Boston, MA |
| Eric L Marhoun | Director | Hamilton, D0 |
| Peter L Rollins | Director | Boston, MA |
| Stephen T Scott | Director | Boston, MA |
| David H Smith | Director | Norwalk, CT |
| Thomas M Turpin | Director | Newark, NJ |
| Brian M Dillon | Executive Officer | Boston, MA |
| Joan R Gulinello | Executive Officer | Boston, MA |
| Vincent R Manning | Executive Officer | Boston, MA |
| Kathy R Nicholl | Executive Officer | Boston, MA |
| Virginia M Turner | Executive Officer | Boston, MA |
| Thomas M Turpin | Executive Officer | Newark, NJ |
| n/a Old Mutual Asset Management Trust Company | Promoter | Boston, MA |
| Kevin G Quinn | Director | Rockville, MD |
| Linda T Gibson | Director | Boston, MA |
| John S Cotner | Director | Boston, MA |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2009-12-16](https://search.stillhousedata.com/formd/0001140361-09-029321) | D/A | — | $166.9M |
| [2009-12-14](https://search.stillhousedata.com/formd/0001140361-09-028959) | D | — | $151.9M |

## More

- [CIK 1473103 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1473103&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-09-029349.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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