# Universa Black Swan Protection Protocol Offshore IV Ltd. — Form D

Universa Black Swan Protection Protocol Offshore IV Ltd. of GEORGE TOWN, GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2011-10-27. $24.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2011-10-27
- Form: D
- Accession: 0001140361-11-050475
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C.7
- Amount sold: $24.4M
- Minimum investment: $1.0M
- Investors: 6
- Date of first sale: 2011-04-01
- Security types: fund interests
- SEC file number: 021-167868

## Issuer

- Name: Universa Black Swan Protection Protocol Offshore IV Ltd.
- CIK: 0001533535
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: STONE COAST FUND SERVICES, LTD., GEORGE TOWN, GRAND CAYMAN, E9, KY1-9008
- Phone: (345) 769-2680

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Scott P Lennon | Director | Grand Cayman, E9 |
| Robert Meschi | Director | Grand Cayman, E9 |
| Laren Gillespie | Director | Grand Cayman, E9 |
| Richard A Ruffer, Jr. | Director | New York, NY |
| Michelle M Wilson-Clarke | Director | Grand cayman, E9 |
| Jonathan D Herrick | Director | New York, NY |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-05-29](https://search.stillhousedata.com/formd/0000935836-19-000324) | D/A | — | $100.5M |
| [2018-06-12](https://search.stillhousedata.com/formd/0000935836-18-000351) | D/A | — | $99.5M |
| [2017-06-20](https://search.stillhousedata.com/formd/0000935836-17-000316) | D/A | — | $72.8M |
| [2016-06-22](https://search.stillhousedata.com/formd/0000935836-16-000972) | D/A | — | $67.0M |
| [2015-07-08](https://search.stillhousedata.com/formd/0000935836-15-000365) | D/A | — | $66.1M |
| [2014-07-11](https://search.stillhousedata.com/formd/0000935836-14-000417) | D/A | — | $60.8M |
| [2012-10-24](https://search.stillhousedata.com/formd/0000935836-12-000445) | D/A | — | $52.1M |

## More

- [CIK 1533535 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1533535&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-11-050475.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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