# GGI SRI, Ltd. — Form D

GGI SRI, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2012-03-12. $41.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2012-03-12
- Form: D
- Accession: 0001140361-12-014749
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C.7
- Amount sold: $41.6M
- Minimum investment: $100K
- Investors: 4
- Date of first sale: 2012-02-02
- Security types: fund interests
- SEC file number: 021-174706

## Issuer

- Name: GGI SRI, Ltd.
- CIK: 0001543330
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2012
- Address: CITCO FUND SERVICES (CAYMAN ISLANDS) LTD, GRAND CAYMAN, E9, KY1-1205
- Phone: (345) 949-3977

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| Peter D Anderson | Director | Grand Cayman, E9 |
| Howard D Guberman | Director | New York, NY |
| Philip D Dickie | Director | Grand Cayman, E9 |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-03-12](https://search.stillhousedata.com/formd/0000902664-14-001765) | D/A | — | $45.5M |
| [2013-03-12](https://search.stillhousedata.com/formd/0000902664-13-001453) | D/A | — | $65.4M |

## More

- [CIK 1543330 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1543330&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-12-014749.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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