# Sound Point Senior Floating Rate Fund, L.P. — Form D

Sound Point Senior Floating Rate Fund, L.P. of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-07-22. $382.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-07-22
- Form: D
- Accession: 0001140361-14-029001
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.1
- Amount sold: $382.8M
- Minimum investment: $250K
- Investors: 98
- Date of first sale: 2010-11-01
- Security types: fund interests
- SEC file number: 021-221544

## Issuer

- Name: Sound Point Senior Floating Rate Fund, L.P.
- CIK: 0001530786
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 375 PARK AVENUE, NEW YORK, NY, 10152
- Phone: 212-895-2280

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| n/a na Sound Point Senior GP, LLC | Director | New York, NY |
| n/a na Sound Point Senior GP, LLC | Executive Officer | New York, NY |
| N/A NA Sound Point Capital Management, L.P. | Promoter | New York, NY |
| Stephen Jerome Ketchum | Executive Officer | NEW YORK, NY |
| Stephen Jerome Ketchum | Promoter | NEW YORK, NY |
| Kevin Jerome Gerlitz | Executive Officer | New York, NY |
| n/a Sound Point Capital Management, L.P. | Promoter | New York, NY |
| Stephen J Ketchum | Executive Officer | New York, NY |
| Stephen J Ketchum | Promoter | New York, NY |
| n/a Sound Point Senior GP, LLC | Executive Officer | New York, NY |
| n/a Sound Point Senior GP, LLC | Promoter | New York, NY |
| Kevin J Gerlitz | Executive Officer | New York, NY |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-01-28](https://search.stillhousedata.com/formd/0001530786-25-000002) | D/A | — | $1.5B |
| [2023-05-25](https://search.stillhousedata.com/formd/0001530786-23-000001) | D/A | — | $1.5B |
| [2022-05-26](https://search.stillhousedata.com/formd/0001530786-22-000002) | D/A | — | $1.5B |
| [2021-06-17](https://search.stillhousedata.com/formd/0001530786-21-000002) | D/A | — | $1.5B |
| [2020-06-18](https://search.stillhousedata.com/formd/0001780338-20-000006) | D/A | — | $1.5B |
| [2019-06-21](https://search.stillhousedata.com/formd/0001567619-19-013819) | D/A | — | $1.3B |
| [2018-06-21](https://search.stillhousedata.com/formd/0001140361-18-029472) | D/A | — | $1.2B |
| [2017-06-23](https://search.stillhousedata.com/formd/0001140361-17-025929) | D/A | — | $982.5M |
| [2016-06-23](https://search.stillhousedata.com/formd/0001140361-16-070645) | D/A | — | $788.9M |
| [2015-06-24](https://search.stillhousedata.com/formd/0001140361-15-025307) | D/A | — | $427.9M |

## More

- [CIK 1530786 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1530786&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-14-029001.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
