# DELPHIN DYNAMIC ALLOCATION FUND LTD. — Form D

DELPHIN DYNAMIC ALLOCATION FUND LTD. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2014-09-15. $2.5M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-09-15
- Form: D
- Accession: 0001140361-14-035596
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.1
- Amount sold: $2.5M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2014-09-01
- Security types: fund interests
- SEC file number: 021-224709

## Issuer

- Name: DELPHIN DYNAMIC ALLOCATION FUND LTD.
- CIK: 0001612316
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2014
- Address: 122 MARY STREET, GRAND CAYMAN, E9, KY1-1109
- Phone: 203-614-1300

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Guy-Max Delphin | Director | New York, NY |
| Marci McCarthy, Ph.D | Director | Stamford, CT |
| Guy-Max Delphin | Promoter | New York, NY |
| n/a Delphin Investments, LLC | Promoter | Stamford, CT |
| Marci McCarthy, Ph.D | Promoter | Stamford, CT |

## More

- [CIK 1612316 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1612316&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-14-035596.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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