# State Street Research Small Cap Energy Fund, LLC — Form D/A

State Street Research Small Cap Energy Fund, LLC of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2015-03-17. $152.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-03-17
- Form: D/A
- Accession: 0001140361-15-012212
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.7
- Amount sold: $152.1M
- Investors: 22
- Date of first sale: 2007-12-01
- Security types: fund interests
- SEC file number: 021-134935

## Issuer

- Name: State Street Research Small Cap Energy Fund, LLC
- CIK: 0001065854
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: BLACKROCK FINANCIAL MANAGEMENT, INC., NEW YORK, NY, 10022
- Phone: 212-810-5300

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| n/a BlackRock Financial Management, Inc. | Executive Officer | NEW YORK, NY |
| Michael Pungello | Executive Officer | New York, NY |
| Stewart Eichner | Executive Officer | New York, NY |
| n/a BlackRock Financial Management | Executive Officer | New York, NY |
| N/A State Street Research & Management Company | Executive Officer | Boston, MA |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-03-18](https://search.stillhousedata.com/formd/0001764223-19-000015) | D/A | — | $172.1M |
| [2018-03-16](https://search.stillhousedata.com/formd/0001733766-18-000003) | D/A | — | $172.1M |
| [2017-03-16](https://search.stillhousedata.com/formd/0001700596-17-000006) | D/A | — | $172.1M |
| [2016-03-16](https://search.stillhousedata.com/formd/0001669122-16-000004) | D/A | — | $172.1M |
| [2014-03-17](https://search.stillhousedata.com/formd/0001065854-14-000001) | D/A | — | $152.1M |
| [2013-03-18](https://search.stillhousedata.com/formd/0001065854-13-000001) | D/A | — | $152.1M |
| [2012-03-16](https://search.stillhousedata.com/formd/0001387082-12-000010) | D/A | — | $141.4M |
| [2011-03-15](https://search.stillhousedata.com/formd/0001065854-11-000001) | D/A | — | $112.8M |
| [2009-10-05](https://search.stillhousedata.com/formd/0001065854-09-000003) | D | — | $57.7M |

## More

- [CIK 1065854 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1065854&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-15-012212.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
