# SPECIAL OPPORTUNITIES FUND LTD. — Form D/A

SPECIAL OPPORTUNITIES FUND LTD. of ROAD TOWN, TORTOLA, D8, a pooled investment fund, filed a Form D amendment with the SEC on 2016-07-27. $11.4M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-07-27
- Form: D/A
- Accession: 0001140361-16-073539
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C.7
- Amount sold: $11.4M
- Minimum investment: $250K
- Investors: 17
- Date of first sale: 2014-07-01
- Security types: fund interests
- SEC file number: 021-221948

## Issuer

- Name: SPECIAL OPPORTUNITIES FUND LTD.
- CIK: 0001614058
- Entity type: Other
- Jurisdiction: VIRGIN ISLANDS, BRITISH
- Incorporated: 2014
- Address: C/O OGIER FIDUCIARY SERVICES (BVI) LTD, ROAD TOWN, TORTOLA, D8, 00000
- Phone: 212-702-3500

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Jay C Nadel | Director | New York, NY |
| Jon C Hunt | Director | New York, NY |
| Kurt R Hawkesworth | Executive Officer | New York, NY |
| Francesco Michael Gozzillo | Executive Officer | New York, NY |
| Mitchell Michael Cepler | Executive Officer | New York, NY |
| n/a C City National Rochdale, LLC | Director | New York, NY |
| n/a C City National Rochdale, LLC | Promoter | New York, NY |
| Daniel A Hanwacker | Director | Road Town, Tortola, D8 |
| Garrett R D?Alessandro | Executive Officer | New York, NY |
| Garrett R D?Alessandro | Promoter | New York, NY |
| Greg Michael Francoeur | Executive Officer | New York, NY |
| William Michael O'Donnell | Executive Officer | New York, NY |
| Neal Michael Rubin | Promoter | New York, NY |
| Garrett R D'Alessandro | Executive Officer | New York, NY |
| Garrett R D'Alessandro | Promoter | New York, NY |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-07-25](https://search.stillhousedata.com/formd/0001140361-17-028631) | D/A | — | $11.4M |
| [2015-07-29](https://search.stillhousedata.com/formd/0001140361-15-028933) | D/A | — | $11.4M |
| [2014-07-29](https://search.stillhousedata.com/formd/0001140361-14-029702) | D | — | $10.2M |

## More

- [CIK 1614058 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1614058&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-16-073539.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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