# 280 CapMarkets LLC — Form D

280 CapMarkets LLC of SAN FRANCISCO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2017-01-31. The offering totals $6.5M, of which $6.0M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2017-01-31
- Form: D
- Accession: 0001140361-17-003782
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $6.5M
- Amount sold: $6.0M
- Remaining: $500K
- Minimum investment: $30K
- Investors: 24
- Date of first sale: 2017-01-23
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-279720

## Issuer

- Name: 280 CapMarkets LLC
- CIK: 0001695920
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2016
- Address: 575 MARKET STREET, SUITE 3800, SAN FRANCISCO, CA, 94105
- Phone: 415-710-2015

## Officers, directors & promoters (18)

| Name | Role | Location |
| --- | --- | --- |
| Tom Lockard | Director | SAN FRANCISCO, CA |
| Tom Lockard | Executive Officer | SAN FRANCISCO, CA |
| Tom Lockard | Promoter | SAN FRANCISCO, CA |
| Gurinder Ahluwalia | Director | SAN FRANCISCO, CA |
| Gurinder Ahluwalia | Executive Officer | SAN FRANCISCO, CA |
| Gurinder Ahluwalia | Promoter | SAN FRANCISCO, CA |
| David Rudd | Director | SAN FRANCISCO, CA |
| David Rudd | Executive Officer | SAN FRANCISCO, CA |
| David Rudd | Promoter | SAN FRANCISCO, CA |
| David S Rudd | Director | San Francisco, CA |
| David S Rudd | Executive Officer | San Francisco, CA |
| David S Rudd | Promoter | San Francisco, CA |
| Tom S Lockard | Director | San Francisco, CA |
| Tom S Lockard | Executive Officer | San Francisco, CA |
| Tom S Lockard | Promoter | San Francisco, CA |
| Gurinder S Ahluwalia | Director | San Francisco, CA |
| Gurinder S Ahluwalia | Executive Officer | San Francisco, CA |
| Gurinder S Ahluwalia | Promoter | San Francisco, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-12-19](https://search.stillhousedata.com/formd/0001567619-19-023407) | D | $5.0M | $1.0M |
| [2018-11-13](https://search.stillhousedata.com/formd/0001567619-18-005868) | D | $12.0M | $3.0M |
| [2018-01-09](https://search.stillhousedata.com/formd/0001140361-18-001368) | D/A | $4.0M | $1.4M |
| [2018-01-02](https://search.stillhousedata.com/formd/0001140361-18-000160) | D | $4.0M | — |

## More

- [CIK 1695920 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1695920&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-17-003782.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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