# CBOA FINANCIAL, INC. — Form D

CBOA FINANCIAL, INC. of Tucson, AZ, a company, filed a Form D exempt-offering notice with the SEC on 2017-05-19. The offering totals $9.4M, of which $4.8M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2017-05-19
- Form: D
- Accession: 0001140361-17-021564
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $9.4M
- Amount sold: $4.8M
- Remaining: $4.6M
- Minimum investment: $10K
- Investors: 76
- Date of first sale: 2017-05-08
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-287157

## Issuer

- Name: CBOA FINANCIAL, INC.
- CIK: 0001584412
- Entity type: Corporation
- Jurisdiction: ARIZONA
- Address: 3805 East Broadway Boulevard, Tucson, AZ, 85716
- Phone: 520-325-5200

## Officers, directors & promoters (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| William Pierce Assenmacher | Director | Tucson, AZ |
| Robert Sean Decker | Director | Tucson, AZ |
| Ken Sean Flower | Director | Tucson, AZ |
| James Pierce Frein | Director | Tucson, AZ |
| Michael Pierce Hammond | Director | Tucson, AZ |
| W. Sean Lawley | Director | Tucson, AZ |
| John Pierce Lewis | Director | Tucson, AZ |
| Steve Sean Pickering | Director | Tucson, AZ |
| Kim Sean Soule | Director | Tucson, AZ |
| John Pierce Lewis | Executive Officer | Tucson, AZ |
| William A Assenmacher | Director | Tucson, AZ |
| Richard P Coleman | Director | Oro Valley, AZ |
| John F Munger | Director | Tucson, AZ |
| Robert P Holland | Director | Tucson, AZ |
| Michael Wendell Hammond | Director | Tucson, AZ |
| Beth P Walkup | Director | Tucson, AZ |
| James Wendell Horvath | Director | Tucson, AZ |
| John P Lewis | Director | Tucson, AZ |
| John P Lewis | Executive Officer | Tucson, AZ |
| J Wendell Tyson | Director | Tucson, AZ |
| James P Frein | Director | Tucson, AZ |
| Sean Wendell Lawley | Director | Tucson, AZ |
| Beth Wendell Walkup | Director | Tucson, AZ |
| Robert B Holland | Director | Tucson, AZ |
| James G Horvath | Director | Tucson, AZ |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-07-09](https://search.stillhousedata.com/formd/0001140361-15-027194) | D | $6.0M | $2.6M |
| [2014-06-18](https://search.stillhousedata.com/formd/0001140361-14-026036) | D | — | $438K |
| [2013-08-23](https://search.stillhousedata.com/formd/0001584412-13-000001) | D | $12.0M | $11.4M |

## More

- [CIK 1584412 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1584412&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001140361-17-021564.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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