# Merriman Holdings, Inc — Form D

Merriman Holdings, Inc of San Francisco, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-04-21. The offering totals $5.0M, of which $3.1M was reported sold. Industry: Investment Banking.

## Offering

- Filed: 2011-04-21
- Form: D
- Accession: 0001144204-11-023470
- Industry: Investment Banking
- Exemptions: 06
- Total offering: $5.0M
- Amount sold: $3.1M
- Remaining: $1.9M
- Investors: 25
- Date of first sale: 2011-04-07
- Security types: debt
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-158781

## Issuer

- Name: Merriman Holdings, Inc
- CIK: 0000826683
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 600 California Street, San Francisco, CA, 94025
- Phone: (415) 248-5600

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Ronald L Chez | Director | Pleasanton, CA |
| William J Febbo | Director | SAN FRANCISCO, CA |
| David Jonathan Merriman | Director | San Francisco, CA |
| Patrick W O'Brien | Director | Brookfield, WI |
| Dennis G Schmal | Director | Charlotte, NC |
| Alex W Seiler | Director | New York, NY |
| Jeffrey M Soinski | Director | Redwood City, CA |
| David Jonathan Merriman | Executive Officer | San Francisco, CA |
| Alex W Seiler | Executive Officer | New York, NY |
| Jack W Thrift | Executive Officer | San Francisco, CA |
| Andrew Arno | Director | Pittsburgh, PA |
| Douglas G Bergeron | Director | New York, NY |
| D. Jonathan Merriman | Director | RICHARDSON, TX |
| D. Jonathan Merriman | Executive Officer | RICHARDSON, TX |
| John M Thompson | Director | Blue Bell, PA |
| Peter V Coleman | Executive Officer | San Francisco, CA |
| Robert E Ford | Executive Officer | San Francisco, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2009-09-23](https://search.stillhousedata.com/formd/0001144204-09-049614) | D | $10.2M | $10.2M |

## More

- [CIK 826683 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=826683&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001144204-11-023470.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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