# WaferGen Bio-systems, Inc. — Form D

WaferGen Bio-systems, Inc. of FREMONT, CA, a company, filed a Form D exempt-offering notice with the SEC on 2011-06-01. The offering totals $30.6M, of which $30.6M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2011-06-01
- Form: D
- Accession: 0001144204-11-033474
- Industry: Biotechnology
- Exemptions: 06
- Total offering: $30.6M
- Amount sold: $30.6M
- Investors: 22
- Date of first sale: 2011-05-25
- Security types: equity, debt
- Revenue range: Decline to Disclose
- SEC file number: 021-160611

## Issuer

- Name: WaferGen Bio-systems, Inc.
- CIK: 0001368993
- Entity type: Corporation
- Jurisdiction: NEVADA
- Incorporated: 2005
- Address: 7400 PASEO PADRE PARKWAY, FREMONT, CA, 94555
- Phone: (510) 651-4450

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Robert J Hariri | Director | Irvine, CA |
| Mona Dean Chadha | Executive Officer | Fremont, CA |
| Donald Dean Huffman | Executive Officer | Fremont, CA |
| Alnoor Shivji | Executive Officer | Fremont, CA |
| Scott Davidson | Director | Ft. Worth, TX |
| Robert Coradini | Director | Parsippany, NJ |
| Ivan Dean Trifunovich | Director | Fremont, CA |
| Ivan Dean Trifunovich | Executive Officer | Fremont, CA |
| Joel Dean Kanter | Director | Fremont, CA |
| R. Dean Hautamaki | Director | Fremont, CA |
| Joseph Dean Pesce | Director | Fremont, CA |
| Makoto Dean Kaneshiro | Director | Fremont, CA |
| John Dean Harland | Executive Officer | Fremont, CA |
| Timothy Dean Triche | Director | Fremont, CA |
| Alnoor Shivji | Director | Fremont, CA |
| Raymond Dean Hautamaki | Director | Fremont, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-09-10](https://search.stillhousedata.com/formd/0001507943-13-000065) | D | $15.0M | $13.7M |
| [2010-02-24](https://search.stillhousedata.com/formd/0001368993-10-000002) | D | $5.1M | $5.1M |
| [2009-09-15](https://search.stillhousedata.com/formd/0001144204-09-048515) | D/A | $6.3M | $6.3M |
| [2009-07-06](https://search.stillhousedata.com/formd/0001144204-09-035911) | D | $8.0M | $4.1M |

## More

- [CIK 1368993 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1368993&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001144204-11-033474.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
