# LADENBURG THALMANN FINANCIAL SERVICES INC — Form D

LADENBURG THALMANN FINANCIAL SERVICES INC of MIAMI, FL, a company, filed a Form D exempt-offering notice with the SEC on 2014-08-12. The offering totals $9.0M, of which $9.0M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2014-08-12
- Form: D
- Accession: 0001144204-14-048901
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $9.0M
- Amount sold: $9.0M
- Investors: 19
- Date of first sale: 2014-07-31
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-222757

## Issuer

- Name: LADENBURG THALMANN FINANCIAL SERVICES INC
- CIK: 0001029730
- Entity type: Corporation
- Jurisdiction: FLORIDA
- Address: 4400 BISCAYNE BLVD., MIAMI, FL, 33137
- Phone: 305-572-4100

## Officers, directors & promoters (20)

| Name | Role | Location |
| --- | --- | --- |
| Howard M Lorber | Director | Brooklyn, NY |
| Richard M Krasno | Director | Miami, FL |
| Richard J Lampen | Director | Miami, FL |
| Richard J Lampen | Executive Officer | Miami, FL |
| Henry C Beinstein | Director | Miami, FL |
| Joseph M Giovanniello, Jr. | Executive Officer | Miami, FL |
| Richard J Rosenstock | Director | Miami, FL |
| Jeffrey S Podell | Director | Miami, FL |
| Mark J Zeitchick | Director | Miami, FL |
| Mark J Zeitchick | Executive Officer | Miami, FL |
| Brett J Kaufman | Executive Officer | Miami, FL |
| Saul S Gilinski | Director | Miami, FL |
| Dmitry M Kolosov | Director | Miami, FL |
| Adam M Malamed | Executive Officer | Miami, FL |
| Jacqueline M Simkin | Director | Miami, FL |
| Brian S Genson | Director | Miami, FL |
| Phillip C Frost | Director | Miami, FL |
| Jacqueline J Simkin | Director | Miami, FL |
| Robert J Eide | Director | New York, NY |
| Phillip J Frost | Director | Miami, FL |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-08-21](https://search.stillhousedata.com/formd/0001144204-14-051901) | D | $13.0M | $13.0M |
| [2011-11-09](https://search.stillhousedata.com/formd/0001094891-11-000104) | D | $160.7M | $160.7M |
| [2010-06-11](https://search.stillhousedata.com/formd/0001493582-10-000001) | D | $14.1M | $14.1M |

## More

- [CIK 1029730 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1029730&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001144204-14-048901.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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