# DIFFUSION PHARMACEUTICALS LLC — Form D

DIFFUSION PHARMACEUTICALS LLC of CHARLOTTESVILLE, VA, a company, filed a Form D exempt-offering notice with the SEC on 2015-12-22. The offering totals $5.0M, of which $2.4M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2015-12-22
- Form: D
- Accession: 0001171623-15-000005
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $5.0M
- Amount sold: $2.4M
- Remaining: $2.6M
- Minimum investment: $5K
- Investors: 28
- Date of first sale: 2015-12-04
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-253581

## Issuer

- Name: DIFFUSION PHARMACEUTICALS LLC
- CIK: 0001171623
- Entity type: Limited Liability Company
- Jurisdiction: VIRGINIA
- Address: 2020 AVON COURT, #4, CHARLOTTESVILLE, VA, 22902
- Phone: 434-220-0718

## Officers, directors & promoters (17)

| Name | Role | Location |
| --- | --- | --- |
| Robert W Adams | Director | Charlottesville, VA |
| Thomas E Byrne | Director | Bel Air, MD |
| John L Gainer | Director | Charlottesville, VA |
| Mark T Giles | Director | Charlottesville, VA |
| David G Kalergis | Director | Charlottesville, VA |
| Alan R Levin | Director | Charlottesville, VA |
| John L Gainer | Executive Officer | Charlottesville, VA |
| David R Jones | Executive Officer | Charlottesville, VA |
| David G Kalergis | Executive Officer | Charlottesville, VA |
| Ben L Shealy | Executive Officer | Charlottesville, VA |
| David Kalergis | Director | Charlottesville, VA |
| David Kalergis | Executive Officer | Charlottesville, VA |
| Kim L Whitten | Executive Officer | Charlottesville, VA |
| Thomas E Byrne | Executive Officer | Bel Air, MD |
| Matthew W Hantzmon | Executive Officer | Charlottesville, VA |
| Matthew L Hantzmon | Executive Officer | Charlottesville, VA |
| Matthew Hantzmon | Executive Officer | Charlottesville, VA |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-09-04](https://search.stillhousedata.com/formd/0001171623-14-000001) | D | $3.5M | $3.5M |
| [2013-06-21](https://search.stillhousedata.com/formd/0001171623-13-000001) | D | $5.0M | $5.0M |
| [2012-10-01](https://search.stillhousedata.com/formd/0001171623-12-000001) | D | $5.5M | $5.0M |
| [2011-04-27](https://search.stillhousedata.com/formd/0001171623-11-000002) | D | $2.2M | $2.2M |
| [2009-12-29](https://search.stillhousedata.com/formd/0001171623-09-000005) | D | $3.9M | $3.9M |
| [2009-08-26](https://search.stillhousedata.com/formd/0001171623-09-000004) | D | $5.0M | $1.8M |

## More

- [CIK 1171623 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1171623&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001171623-15-000005.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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