# ARROWHEAD RESEARCH CORP — Form D

ARROWHEAD RESEARCH CORP of Pasadena, CA, a company, filed a Form D exempt-offering notice with the SEC on 2010-01-29. The offering totals $3.2M, of which $3.2M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2010-01-29
- Form: D
- Accession: 0001181431-10-005341
- Industry: Other Technology
- Exemptions: 06
- Total offering: $3.2M
- Amount sold: $3.2M
- Minimum investment: $10K
- Investors: 27
- Date of first sale: 2009-12-11
- Security types: equity
- Revenue range: $1,000,001 - $5,000,000
- SEC file number: 021-87940-7D

## Issuer

- Name: ARROWHEAD RESEARCH CORP
- CIK: 0000879407
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 225 South Lake Avenue, Pasadena, CA, 91101
- Phone: 626-304-3400

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Edward Theodore Frykman | Director | Pasadena, CA |
| Charles Theodore McKenney | Director | Pasadena, CA |
| LeRoy Theodore Rahn | Director | Pasadena, CA |
| Joseph Theodore Kingsley | Executive Officer | Pasadena, CA |
| Michael S Perry | Director | Glen Allen, VA |
| Charles McKenney | Director | Pasadena, CA |
| Christopher Anzalone | Director | Pasadena, CA |
| Christopher Anzalone | Executive Officer | Pasadena, CA |
| Edward Frykman | Director | Pasadena, CA |
| Bruce S Given | Executive Officer | Pasadena, CA |
| Mauro A Ferrari | Director | Pasadena, CA |
| Douglass A Given | Director | Pasadena, CA |
| Kenneth A Myszkowski | Executive Officer | Pasadena, CA |
| Robert Bruce Stewart | Director | Pasadena, CA |
| Robert Bruce Stewart | Executive Officer | Pasadena, CA |
| Edward Bruce Frykman | Director | Pasadena, CA |
| Charles Bruce McKenney | Director | Pasadena, CA |
| LeRoy Rahn | Director | Pasadena, CA |
| Paul McDonnel | Executive Officer | Pasadena, CA |

## Other filings by this issuer (5)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-10-22](https://search.stillhousedata.com/formd/0001181431-13-054655) | D | $64.0M | $64.0M |
| [2013-05-16](https://search.stillhousedata.com/formd/0001181431-13-028068) | D | $36.0M | $36.0M |
| [2010-09-30](https://search.stillhousedata.com/formd/0001181431-10-048404) | D | — | — |
| [2009-08-13](https://search.stillhousedata.com/formd/0001181431-09-039245) | D/A | $2.8M | $2.8M |
| [2009-08-03](https://search.stillhousedata.com/formd/0001181431-09-037411) | D | $2.8M | $1.9M |

## More

- [CIK 879407 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=879407&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001181431-10-005341.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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