# UWHARRIE CAPITAL CORP — Form D

UWHARRIE CAPITAL CORP of Albemarle, NC, a company, filed a Form D exempt-offering notice with the SEC on 2010-12-03. The offering totals $10.0M, of which $155K was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2010-12-03
- Form: D
- Accession: 0001181431-10-059075
- Industry: Commercial Banking
- Exemptions: 06
- Total offering: $10.0M
- Amount sold: $155K
- Remaining: $9.8M
- Minimum investment: $25K
- Date of first sale: 2010-11-23
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-151345

## Issuer

- Name: UWHARRIE CAPITAL CORP
- CIK: 0000898171
- Entity type: Corporation
- Jurisdiction: NORTH CAROLINA
- Address: 132 N. First Street, Albemarle, NC, 28001
- Phone: 702-982-4415

## Officers, directors & promoters (78)

_Showing 25 of 78 people._

| Name | Role | Location |
| --- | --- | --- |
| W Stephen Aldridge III | Director | Albemarle, NC |
| Joe S Brooks | Director | Albemarle, NC |
| Ronald T Burleson | Director | Albemarle, NC |
| Bill C Burnside | Director | Albemarle, NC |
| Charles F Geschickter III | Director | Albemarle, NC |
| Thomas M Hearne, Jr. | Director | Albemarle, NC |
| Charles D Horne | Director | Albemarle, NC |
| W Kenneth Huntley | Director | Albemarle, NC |
| Joseph R Kluttz Jr | Director | Albemarle, NC |
| Lee Roy Lookabill Jr | Director | Albemarle, NC |
| W Chester Lowder | Director | Albemarle, NC |
| Barry S Moose | Director | Albemarle, NC |
| Timothy J Propst | Director | Albemarle, NC |
| Susan J Rourke | Director | Albemarle, NC |
| Donald P Scarborough | Director | Albemarle, NC |
| S Todd Swaringen | Director | Albemarle, NC |
| Edward B Tyson | Director | Albemarle, NC |
| Robert O Bratton | Executive Officer | Albemarle, NC |
| Roger L Dick | Executive Officer | Albemarle, NC |
| Brendan P Duffey | Executive Officer | Albemarle, NC |
| Barbara S Williams | Executive Officer | Albemarle, NC |
| James O Campbell | Director | Albemarle, NC |
| Matthew R Hudson | Director | Albemarle, NC |
| Christy D Stoner | Executive Officer | Albemarle, NC |
| R. David Beaver | Executive Officer | Albemarle, NC |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-09-15](https://search.stillhousedata.com/formd/0001209191-21-056188) | D | $20.0M | $20.0M |
| [2019-10-23](https://search.stillhousedata.com/formd/0001209191-19-053862) | D | $10.0M | $10.0M |
| [2014-03-13](https://search.stillhousedata.com/formd/0001209191-14-020148) | D | $11.0M | $2.7M |

## More

- [CIK 898171 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=898171&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001181431-10-059075.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
