# Transphorm, Inc. — Form D

Transphorm, Inc. of Goleta, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-10-06. The offering totals $10.0M, of which $10.0M was reported sold. Industry: Other Technology.

## Offering

- Filed: 2014-10-06
- Form: D
- Accession: 0001181431-14-033786
- Industry: Other Technology
- Exemptions: 06b
- Total offering: $10.0M
- Amount sold: $10.0M
- Investors: 1
- Date of first sale: 2014-10-02
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-225879

## Issuer

- Name: Transphorm, Inc.
- CIK: 0001400017
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2007
- Address: 115 CASTILIAN DRIVE, Goleta, CA, 93117
- Phone: 805-456-1300

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Mark Allen | Director | Grand Island, NE |
| Naoko Ichikawa | Director | Goleta, CA |
| Randy Komisar | Director | San Francisco, CA |
| Toshinobu Mimura | Director | Goleta, CA |
| Umesh Mishra | Director | Goleta, CA |
| Primit Parikh | Director | Goleta, CA |
| Mark Pinho | Director | Goleta, CA |
| Richard Redelfs | Director | Goleta, CA |
| Andrew Wheeler | Director | Austin, TX |
| Umesh Mishra | Executive Officer | Goleta, CA |
| Primit Parikh | Executive Officer | Goleta, CA |
| Wesley Chan | Director | Jackson, WY |
| Primit Parikh | Promoter | Goleta, CA |
| Umesh Mishra | Promoter | Goleta, CA |
| Hidetoshi Shibata | Director | Tokyo, M0 |
| Fumihide Esaka | Director | Goleta, CA |
| Fumihide Esaka | Executive Officer | Goleta, CA |
| Umesh K Mishra | Director | Goleta, CA |
| Umesh K Mishra | Executive Officer | Goleta, CA |
| David K Kerko | Director | Goleta, CA |
| Michael K White | Director | Goleta, CA |
| Mario K Rivas | Director | Goleta, CA |
| Brittany K Bagley | Director | Goleta, CA |
| Primit K Parikh | Executive Officer | Goleta, CA |
| Eiji K Yatagawa | Director | Goleta, CA |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2015-06-16](https://search.stillhousedata.com/formd/0001400017-15-000001) | D | $70.0M | $40.0M |
| [2014-07-14](https://search.stillhousedata.com/formd/0001181431-14-026650) | D/A | $26.9M | $26.9M |
| [2014-07-14](https://search.stillhousedata.com/formd/0001181431-14-026648) | D/A | $26.0M | $26.0M |
| [2014-02-06](https://search.stillhousedata.com/formd/0001181431-14-005469) | D | $15.0M | $15.0M |
| [2013-12-18](https://search.stillhousedata.com/formd/0001181431-13-063211) | D | $20.0M | $18.0M |
| [2012-10-09](https://search.stillhousedata.com/formd/0001181431-12-054152) | D | $60.0M | $34.8M |
| [2012-01-03](https://search.stillhousedata.com/formd/0001181431-12-000300) | D/A | $30.5M | $30.5M |
| [2011-06-16](https://search.stillhousedata.com/formd/0001181431-11-036966) | D | $30.0M | $25.0M |
| [2010-11-16](https://search.stillhousedata.com/formd/0001181431-10-055938) | D | $420K | $420K |
| [2010-05-05](https://search.stillhousedata.com/formd/0001181431-10-024469) | D | $20.2M | $20.2M |

## More

- [CIK 1400017 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1400017&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001181431-14-033786.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.