# PENN SHORT DURATION HIGH YIELD FUND, L.P. — Form D/A

PENN SHORT DURATION HIGH YIELD FUND, L.P. of PHILADELPHIA, PA, a pooled investment fund, filed a Form D amendment with the SEC on 2015-03-16. $33.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-03-16
- Form: D/A
- Accession: 0001192482-15-000071
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $33.7M
- Investors: 31
- Date of first sale: 2011-04-01
- Security types: fund interests
- SEC file number: 021-158196

## Issuer

- Name: PENN SHORT DURATION HIGH YIELD FUND, L.P.
- CIK: 0001517412
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2011
- Address: 1200 INTREPID AVENUE, PHILADELPHIA, PA, 19112
- Phone: 215-302-1500

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| Eric J Green | Executive Officer | Miami, FL |
| Joseph A Maguire | Executive Officer | Philadelphia, PA |
| Gerald A McBride | Executive Officer | Philadelphia, PA |
| Marcia A Hocker | Director | Philadelphia, PA |
| Marcia A Hocker | Executive Officer | Philadelphia, PA |
| Kirsten A Hocker | Director | Philadelphia, PA |
| Kirsten A Hocker | Executive Officer | Philadelphia, PA |
| Richard A Hocker | Director | Philadelphia, PA |
| Richard A Hocker | Executive Officer | Philadelphia, PA |
| Joseph A McDonnell | Executive Officer | Philadelphia, PA |
| Kimberley A Hocker | Director | Philadelphia, PA |
| Jorge Paulo Silva | Executive Officer | Philadelphia, PA |
| Martin Paulo Keane | Executive Officer | Philadelphia, PA |
| Lisa Paulo Matson | Executive Officer | Philadelphia, PA |
| Peter Paulo Duffy | Executive Officer | Philadelphia, PA |
| Gerald S McBride | Director | Philadelphia, PA |
| Gerald S McBride | Executive Officer | Philadelphia, PA |
| Scott S Schumacher | Director | Philadelphia, PA |
| Scott S Schumacher | Executive Officer | Philadelphia, PA |
| Peter S Moran | Director | Philadelphia, PA |
| Peter S Moran | Executive Officer | Philadelphia, PA |
| Kimberly A Hocker | Director | Philadelphia, PA |
| Christian M Noyes | Executive Officer | Philadelphia, PA |
| Kristin A Hocker | Director | Philadelphia, PA |
| Scott S Schumacher, Sr. | Executive Officer | Philadelphia, PA |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-04-26](https://search.stillhousedata.com/formd/0001192482-21-000355) | D/A | — | $52.1M |
| [2019-12-09](https://search.stillhousedata.com/formd/0001192482-19-000469) | D/A | — | $49.9M |
| [2018-12-14](https://search.stillhousedata.com/formd/0001192482-18-000500) | D/A | — | $48.8M |
| [2017-12-26](https://search.stillhousedata.com/formd/0001192482-17-000325) | D/A | — | $47.8M |
| [2016-12-27](https://search.stillhousedata.com/formd/0001192482-16-000784) | D/A | — | $47.7M |
| [2016-03-11](https://search.stillhousedata.com/formd/0001192482-16-000522) | D/A | — | $41.8M |
| [2014-03-17](https://search.stillhousedata.com/formd/0001192482-14-000054) | D/A | — | $33.7M |
| [2013-03-15](https://search.stillhousedata.com/formd/0001192482-13-000053) | D/A | — | $21.9M |
| [2012-03-15](https://search.stillhousedata.com/formd/0001192482-12-000087) | D/A | — | $3.8M |
| [2011-04-12](https://search.stillhousedata.com/formd/0001192482-11-000093) | D | — | $3.8M |

## More

- [CIK 1517412 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1517412&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001192482-15-000071.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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