# GILMAN CIOCIA, INC. — Form D

GILMAN CIOCIA, INC. of POUGHKEEPSIE, NY, a company, filed a Form D exempt-offering notice with the SEC on 2012-07-31. The offering totals $1.5M. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2012-07-31
- Form: D
- Accession: 0001199835-12-000487
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $1.5M
- Remaining: $1.5M
- Minimum investment: $10K
- Security types: debt
- Revenue range: Decline to Disclose

## Issuer

- Name: GILMAN CIOCIA, INC.
- CIK: 0000914142
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY, 12603
- Phone: 845-485-5278

## Officers, directors & promoters (13)

| Name | Role | Location |
| --- | --- | --- |
| Michael Ryan | Director | Poughkeepsie, NY |
| Michael Ryan | Executive Officer | Poughkeepsie, NY |
| John Levy | Director | Poughkeepsie, NY |
| Nelson Obus | Director | Santa Clara, CA |
| Frederick Wasserman | Director | Poughkeepsie, NY |
| Edward Cohen | Director | Poughkeepsie, NY |
| Allan Page | Director | Poughkeepsie, NY |
| Maureen Abbate | Executive Officer | Poughkeepsie, NY |
| James Ciocia | Director | Poughkeepsie, NY |
| Ted Finkelstein | Executive Officer | Poughkeepsie, NY |
| Carole Enisman | Executive Officer | Poughkeepsie, NY |
| John Palma | Executive Officer | Poughkeepsie, NY |
| Karen Fisher | Executive Officer | POUGHKEEPSIE, NY |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-05-24](https://search.stillhousedata.com/formd/0001199835-13-000316) | D | $1.8M | — |
| [2012-05-02](https://search.stillhousedata.com/formd/0001199835-12-000268) | D | $1.8M | — |
| [2011-11-15](https://search.stillhousedata.com/formd/0001193805-11-002215) | D/A | $1.8M | $1.3M |
| [2011-07-13](https://search.stillhousedata.com/formd/0001193805-11-001301) | D/A | $1.3M | $900K |
| [2011-06-10](https://search.stillhousedata.com/formd/0001193805-11-001080) | D | $900K | — |
| [2011-01-25](https://search.stillhousedata.com/formd/0001193805-11-000087) | D/A | $700K | $700K |
| [2010-12-13](https://search.stillhousedata.com/formd/0001193805-10-003057) | D/A | $600K | $600K |
| [2010-11-08](https://search.stillhousedata.com/formd/0001193805-10-002739) | D | $500K | — |
| [2010-03-29](https://search.stillhousedata.com/formd/0001193805-10-000839) | D/A | $4.1M | $3.9M |
| [2010-02-11](https://search.stillhousedata.com/formd/0001193805-10-000392) | D/A | $4.1M | $3.8M |
| [2009-12-16](https://search.stillhousedata.com/formd/0001193805-09-002515) | D/A | $3.9M | $2.8M |
| [2009-09-03](https://search.stillhousedata.com/formd/0001193805-09-001722) | D/A | $2.6M | $1.8M |

## More

- [CIK 914142 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=914142&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001199835-12-000487.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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