# Sorrento Therapeutics, Inc. — Form D

Sorrento Therapeutics, Inc. of San Diego, CA, a company, filed a Form D exempt-offering notice with the SEC on 2013-10-22. The offering totals $1.9M, of which $1.9M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2013-10-22
- Form: D
- Accession: 0001209191-13-048897
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $1.9M
- Amount sold: $1.9M
- Minimum investment: $100
- Investors: 9
- Date of first sale: 2013-10-21
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-205019

## Issuer

- Name: Sorrento Therapeutics, Inc.
- CIK: 0000850261
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2009
- Address: 6042 Cornerstone Ct. West, San Diego, CA, 92121
- Phone: 858-210-3700

## Officers, directors & promoters (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Emst-Gunter G Afting | Director | San Diego, CA |
| Voung M Dr. Trieu | Director | San Diego, CA |
| Cam G Gallagher | Director | San Diego, CA |
| Kim G Janda | Director | San Diego, CA |
| Henry Ji | Director | Palo Alto, CA |
| Scott M Salka | Director | San Diego, CA |
| Jaisim M Shah | Director | San Diego, CA |
| David G Webb | Director | San Diego, CA |
| Voung M Dr. Trieu | Executive Officer | San Diego, CA |
| Henry Ji | Executive Officer | Palo Alto, CA |
| George M Uy | Executive Officer | San Diego, CA |
| Richard G Vincent | Executive Officer | San Diego, CA |
| Antonius Schuh | Director | San Diego, CA |
| Antonius Schuh | Executive Officer | San Diego, CA |
| Curtis Lockshin | Director | Framingham, MA |
| Ernst-Guenter Afting | Director | Los Altos, CA |
| Lewis J Shuster | Director | San Diego, CA |
| Glenn L Halpryn | Director | Irvine, CA |
| Richard G Vincent | Director | San Diego, CA |
| Kim D Janda | Director | San Diego, CA |
| Ernst-Gunter G Afting | Director | San Diego, CA |
| M. Scott Salka | Director | San Diego, CA |
| Henry Ji, Ph.D. | Director | San Diego, CA |
| Henry Ji, Ph.D. | Executive Officer | San Diego, CA |
| Jane H Hsiao, Ph.D., MBA | Director | San Diego, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-03-28](https://search.stillhousedata.com/formd/0001209191-13-018658) | D | $10.0M | $6.4M |
| [2012-01-11](https://search.stillhousedata.com/formd/0001181431-12-002133) | D | $2.0M | $2.0M |
| [2009-09-24](https://search.stillhousedata.com/formd/0001448051-09-000006) | D | $7.5M | $7.5M |
| [2009-09-24](https://search.stillhousedata.com/formd/0001448051-09-000005) | D | $2.0M | $2.0M |

## More

- [CIK 850261 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=850261&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-13-048897.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.