# D.A.DAVIDSON COMPANIES — Form D

D.A.DAVIDSON COMPANIES of Great Falls, MT, a company, filed a Form D exempt-offering notice with the SEC on 2016-04-26. The offering totals $5.2M, of which $5.2M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2016-04-26
- Form: D
- Accession: 0001209191-16-115579
- Industry: Other Banking and Financial Services
- Exemptions: 06b
- Total offering: $5.2M
- Amount sold: $5.2M
- Investors: 13
- Date of first sale: 2016-04-15
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-262023

## Issuer

- Name: D.A.DAVIDSON COMPANIES
- CIK: 0001212566
- Entity type: Corporation
- Jurisdiction: MONTANA
- Address: 8 Third Street North, Great Falls, MT, 59401
- Phone: 406-268-3056

## Officers, directors & promoters (26)

_Showing 25 of 26 people._

| Name | Role | Location |
| --- | --- | --- |
| Susan Carstensen | Director | Boston, MA |
| Andrew Crowell | Director | Apple Valley, MN |
| ANDREW DAVIDSON | Director | Vancouver, A1 |
| Samuel Doyle | Director | Great Falls, MT |
| Chet M Helck | Director | Great Falls, MT |
| William M Johnstone | Director | Great Falls, MT |
| James M Kerr | Director | Great Falls, MT |
| Michael M Purpura | Director | Great Falls, MT |
| Thomas M Smith | Director | Great Falls, MT |
| Norman H Swick | Director | Great Falls, MT |
| Richard H Tschetter | Director | Great Falls, MT |
| James W Wolitarsky | Director | Great Falls, MT |
| Douglas W Woodcock | Director | Great Falls, MT |
| Timothy Austin | Executive Officer | Great Falls, MT |
| James M Kerr | Executive Officer | Great Falls, MT |
| Lawrence M Martinez | Executive Officer | Great Falls, MT |
| Thomas M Nelson | Executive Officer | St. Paul, MN |
| Samuel Doyle | Executive Officer | Great Falls, MT |
| Douglas W Woodcock | Executive Officer | Great Falls, MT |
| William M Johnstone | Executive Officer | Great Falls, MT |
| Raymond J Round | Director | Great Falls, MT |
| Kathleen P Wilcox | Director | Great Falls, MT |
| Ian Davidson | Director | Great Falls, MT |
| Andrew W Crowell | Director | Great Falls, MT |
| Cynthia Gray | Director | Great Falls, MT |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-08-19](https://search.stillhousedata.com/formd/0001181431-13-045482) | D | $16.4M | $16.4M |

## More

- [CIK 1212566 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1212566&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-16-115579.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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