# AUM Cardiovascular, Inc. — Form D

AUM Cardiovascular, Inc. of Northfield, MN, a company, filed a Form D exempt-offering notice with the SEC on 2016-12-14. The offering totals $3.0M, of which $571K was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2016-12-14
- Form: D
- Accession: 0001209191-16-155172
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $3.0M
- Amount sold: $571K
- Remaining: $2.4M
- Investors: 4
- Date of first sale: 2016-10-28
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-276294

## Issuer

- Name: AUM Cardiovascular, Inc.
- CIK: 0001524331
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 1405 Heritage Drive, Northfield, MN, 55057
- Phone: 612-868-0073

## Officers, directors & promoters (8)

| Name | Role | Location |
| --- | --- | --- |
| Marie Johnson, Ph.D. | Director | Northfield, MN |
| Richard W Kramp | Director | Northfield, MN |
| John (Jack) C Springer | Director | Northfield, MN |
| Bernard J Weiss | Director | Northfield, MN |
| Marie Johnson, Ph.D. | Executive Officer | Northfield, MN |
| Nancy Ness | Executive Officer | Oak Park Heights, MN |
| Marie Johnson, Ph.D. | Promoter | Northfield, MN |
| Scott R Ward | Director | Miami, FL |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-07-15](https://search.stillhousedata.com/formd/0001181431-13-039942) | D/A | $1.8M | $1.8M |
| [2013-04-24](https://search.stillhousedata.com/formd/0001181431-13-023210) | D | $1.5M | — |
| [2012-10-25](https://search.stillhousedata.com/formd/0001181431-12-055467) | D/A | $3.3M | $3.3M |
| [2011-07-07](https://search.stillhousedata.com/formd/0001181431-11-040485) | D | $2.6M | $456K |

## More

- [CIK 1524331 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1524331&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-16-155172.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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