# Neptune Wellness Solutions Inc. — Form D

Neptune Wellness Solutions Inc. of Laval, A8, a company, filed a Form D exempt-offering notice with the SEC on 2020-11-05. The offering totals $58.7M, of which $35.0M was reported sold. Industry: Pharmaceuticals.

## Offering

- Filed: 2020-11-05
- Form: D
- Accession: 0001209191-20-057086
- Industry: Pharmaceuticals
- Exemptions: 06b
- Total offering: $58.7M
- Amount sold: $35.0M
- Remaining: $23.7M
- Investors: 11
- Date of first sale: 2020-10-21
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-379773

## Issuer

- Name: Neptune Wellness Solutions Inc.
- CIK: 0001401395
- Entity type: Corporation
- Jurisdiction: QUEBEC, CANADA
- Address: 545 Promenade du Centropolis, Laval, A8, H7T 0A3
- Phone: 514-214-2061

## Officers, directors & promoters (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Toni Rinow | Executive Officer | Vienna, VA |
| Emily Fletty | Executive Officer | Laval, A8 |
| Morry Brown | Executive Officer | Laval, A8 |
| Ronald Denis | Director | Laval, A8 |
| Jessica Adkins | Executive Officer | Laval, A8 |
| Julie Phillips | Director | Laval, A8 |
| Joseph Buaron | Director | Laval, A8 |
| Michael De Geus | Director | Laval, A8 |
| Michael Cammarata | Director | Laval, A8 |
| Michael Cammarata | Executive Officer | Laval, A8 |
| Raymond Silcock | Executive Officer | Laval, A8 |
| Philip Sanford | Director | Laval, A8 |
| John Wirt | Executive Officer | Laval, A8 |
| Jane Pemberton | Director | Laval, A8 |
| John Moretz | Director | Laval, A8 |
| Michael A De Geus | Director | Laval, A8 |
| Francis F Rochon | Director | Laval, A8 |
| Richard F Schottenfeld | Director | Laval, A8 |
| Ronald F Denis | Director | Laval, A8 |
| Mario F Paradis | Executive Officer | Laval, A8 |
| Helene F Fortin | Director | Laval, A8 |
| Katherine Crewe | Director | Laval, A8 |
| Rick F Schottenfeld | Director | Laval, A8 |
| Andre Godin | Executive Officer | Ville St.-Laurent, A8 |
| Tina Sampalis | Executive Officer | LAVAL, A8 |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2022-07-27](https://search.stillhousedata.com/formd/0001209191-22-043271) | D | $3.6M | $3.6M |
| [2021-02-22](https://search.stillhousedata.com/formd/0001209191-21-012594) | D | $12.0M | $12.0M |
| [2019-07-25](https://search.stillhousedata.com/formd/0001209191-19-043212) | D | $37.0M | $37.0M |
| [2011-05-17](https://search.stillhousedata.com/formd/0000950142-11-000987) | D | $6.1M | $6.1M |

## More

- [CIK 1401395 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1401395&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-20-057086.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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