# UWHARRIE CAPITAL CORP — Form D

UWHARRIE CAPITAL CORP of Albemarle, NC, a company, filed a Form D exempt-offering notice with the SEC on 2021-09-15. The offering totals $20.0M, of which $20.0M was reported sold. Industry: Commercial Banking.

## Offering

- Filed: 2021-09-15
- Form: D
- Accession: 0001209191-21-056188
- Industry: Commercial Banking
- Exemptions: 06b
- Total offering: $20.0M
- Amount sold: $20.0M
- Investors: 31
- Date of first sale: 2021-09-03
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-413520

## Issuer

- Name: UWHARRIE CAPITAL CORP
- CIK: 0000898171
- Entity type: Corporation
- Jurisdiction: NORTH CAROLINA
- Address: 132 N. First Street, Albemarle, NC, 28001
- Phone: 702-982-4415

## Officers, directors & promoters (78)

_Showing 25 of 78 people._

| Name | Role | Location |
| --- | --- | --- |
| Merlin L Amirtharaj | Director | Albemarle, NC |
| Dean M Bowers | Director | Albemarle, NC |
| James O Campbell | Director | Albemarle, NC |
| Tara G Eudy | Director | Albemarle, NC |
| Deidre B Foster | Director | Albemarle, NC |
| Allen K Furr | Director | Albemarle, NC |
| Thomas M Hearne | Director | Albemarle, NC |
| Matthew R Hudson | Director | Albemarle, NC |
| Harvey H Leavitt | Director | Albemarle, NC |
| W. Chester Lowder | Director | Albemarle, NC |
| Wesley A Morgan | Director | Albemarle, NC |
| Cynthia L Mynatt | Director | Albemarle, NC |
| James E Nance | Director | Albemarle, NC |
| Chris M Poplin | Director | Albemarle, NC |
| Frank A Rankin | Director | Albemarle, NC |
| Randy T Russell | Director | Albemarle, NC |
| Vernon A Russell | Director | Albemarle, NC |
| Matthew A Shaver | Director | Albemarle, NC |
| S. Todd Swaringen | Director | Albemarle, NC |
| Jason R Andrew | Executive Officer | Albemarle, NC |
| R. David Beaver | Executive Officer | Albemarle, NC |
| Christy D Stoner | Executive Officer | Albemarle, NC |
| Jeffrey L Trout | Executive Officer | Albemarle, NC |
| Vernon Alexis Russell | Director | Albemarle, NC |
| Randy Thomas Russell | Director | Albemarle, NC |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-10-23](https://search.stillhousedata.com/formd/0001209191-19-053862) | D | $10.0M | $10.0M |
| [2014-03-13](https://search.stillhousedata.com/formd/0001209191-14-020148) | D | $11.0M | $2.7M |
| [2010-12-03](https://search.stillhousedata.com/formd/0001181431-10-059075) | D | $10.0M | $155K |

## More

- [CIK 898171 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=898171&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-21-056188.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.