# Portman Ridge Finance Corp — Form D

Portman Ridge Finance Corp of New York, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-11-04. The offering totals $16.7M, of which $16.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-11-04
- Form: D
- Accession: 0001209191-21-062893
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $16.7M
- Amount sold: $16.7M
- Investors: 2
- Date of first sale: 2021-10-22
- Security types: equity, fund interests
- SEC file number: 021-419896

## Issuer

- Name: Portman Ridge Finance Corp
- CIK: 1372807
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 650 Madison Avenue, New York, NY, 10022
- Phone: (212) 891-2880

## Officers, directors & promoters (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Alexander T Duka | Director | New York, NY |
| George T Gunebaum | Director | New York, NY |
| Dean T Kehler | Director | New York, NY |
| Christopher T Lacovara | Director | New York, NY |
| Joseph T Morea | Director | New York, NY |
| Jason Roos | Director | New York, NY |
| Robert T Warshauer | Director | New York, NY |
| Matthew T Westwood | Director | New York, NY |
| David T Held | Executive Officer | New York, NY |
| Jason Roos | Executive Officer | New York, NY |
| Jason T Roos | Executive Officer | New York, NY |
| Patrick T Schafer | Executive Officer | New York, NY |
| Edward Goldthorpe | Director | New York, NY |
| Edward Goldthorpe | Executive Officer | New York, NY |
| Robert Warshauer | Director | New York, NY |
| Graeme Dell | Director | New York, NY |
| Andrew T Devine | Executive Officer | New York, NY |
| Graeme T Dell | Director | New York, NY |
| Andrew Devine | Executive Officer | New York, NY |
| Dean Kehler | Director | New York, NY |
| Christopher Lacovara | Director | New York, NY |
| George Gunebaum | Director | New York, NY |
| Alexander Duka | Director | New York, NY |
| Joseph Morea | Director | New York, NY |
| Patrick Schafer | Executive Officer | New York, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2021-05-12](https://search.stillhousedata.com/formd/0001209191-21-032111) | D | $4.0M | $4.0M |
| [2020-12-16](https://search.stillhousedata.com/formd/0001209191-20-063798) | D | $572K | $572K |

## More

- [CIK 1372807 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1372807&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-21-062893.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.