# Gabelli Global Small & Mid Cap Value Trust — Form D

Gabelli Global Small & Mid Cap Value Trust of RYE, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-11-05. The offering totals $40.0M, of which $40.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-11-05
- Form: D
- Accession: 0001209191-21-063159
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $40.0M
- Amount sold: $40.0M
- Minimum investment: $10
- Investors: 40
- Date of first sale: 2021-11-01
- Security types: equity, fund interests
- SEC file number: 021-420104

## Issuer

- Name: Gabelli Global Small & Mid Cap Value Trust
- CIK: 0001585855
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: ONE CORPORATE CENTER, RYE, NY, 10580
- Phone: 914-921-5100

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Calgary J Avansino | Director | Rye, NY |
| John J Birch | Director | Rye, NY |
| Kuni J Nakamura | Director | Rye, NY |
| Bruce N Alpert | Executive Officer | Rye, NY |
| Peter C Goldstein | Executive Officer | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Frank J Fahrenkopf, Jr. | Director | Rye, NY |
| Agnes J Mullady | Director | Rye, NY |
| Bethany A Uhlein | Executive Officer | Rye, NY |
| Calgary P Avansino | Director | Rye, NY |
| Peter J Goldsten | Executive Officer | Rye, NY |
| John P Birch | Director | Rye, NY |
| Daniel J Hughes | Executive Officer | Rye, NY |
| Kevin V Dreyer | Director | Rye, NY |
| Anthony S Colavita | Director | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |
| Salvatore J Zizza | Director | Rye, NY |
| James P Conn | Director | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-11-06](https://search.stillhousedata.com/formd/0001829126-25-008898) | D | $40.0M | $40.0M |

## More

- [CIK 1585855 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1585855&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-21-063159.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.