# ELLSWORTH GROWTH & INCOME FUND LTD — Form D

ELLSWORTH GROWTH & INCOME FUND LTD of Rye, NY, a company, filed a Form D exempt-offering notice with the SEC on 2022-07-15. The offering totals $30.0M, of which $25.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2022-07-15
- Form: D
- Accession: 0001209191-22-042238
- Industry: Pooled Investment Fund
- Exemptions: 06b
- Total offering: $30.0M
- Amount sold: $25.0M
- Remaining: $5.0M
- Minimum investment: $10
- Investors: 23
- Date of first sale: 2022-07-01
- Security types: equity
- SEC file number: 021-452652

## Issuer

- Name: ELLSWORTH GROWTH & INCOME FUND LTD
- CIK: 0000793040
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Address: One Corporate Center, Rye, NY, 10580
- Phone: (914) 921-5100

## Officers, directors & promoters (19)

| Name | Role | Location |
| --- | --- | --- |
| Kinchen J Bizzell | Director | Rye, NY |
| Elizabeth C Bogan | Director | Rye, NY |
| James P Conn | Director | Rye, NY |
| James A Dinsmore | Director | Rye, NY |
| Frank J Fahrenkopf, Jr. | Director | Rye, NY |
| Mario J Gabelli | Director | Greenwich, CT |
| Daniel D Harding | Director | Rye, NY |
| Michael J Melarkey | Director | Rye, NY |
| Kuni M Nakamura | Director | Rye, NY |
| Nicolas W Platt | Director | Rye, NY |
| Anthonie C van Ekris | Director | Rye, NY |
| John C Ball | Executive Officer | Rye, NY |
| James A Dinsmore | Executive Officer | Rye, NY |
| Mario J Gabelli | Executive Officer | Greenwich, CT |
| Peter C Goldstein | Executive Officer | Rye, NY |
| Laurissa M Martire | Executive Officer | Rye, NY |
| Daniel M Plourde | Executive Officer | Rye, NY |
| Bethany A Uhlein | Executive Officer | Rye, NY |
| Richard J Walz | Executive Officer | Rye, NY |

## More

- [CIK 793040 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=793040&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-22-042238.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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