# Opexa Therapeutics, Inc. — Form D

Opexa Therapeutics, Inc. of THE WOODLANDS, TX, a company, filed a Form D exempt-offering notice with the SEC on 2022-12-05. The offering totals $1.5M, of which $1.5M was reported sold. Industry: Biotechnology.

## Offering

- Filed: 2022-12-05
- Form: D
- Accession: 0001209191-22-059517
- Industry: Biotechnology
- Exemptions: 06b
- Total offering: $1.5M
- Amount sold: $1.5M
- Investors: 2
- Date of first sale: 2022-11-29
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-466490

## Issuer

- Name: Opexa Therapeutics, Inc.
- CIK: 0001069308
- Entity type: Corporation
- Jurisdiction: TEXAS
- Incorporated: 2018
- Address: 2635 TECHNOLOGY FOREST BLVD., THE WOODLANDS, TX, 77381
- Phone: (281) 272-9331

## Officers, directors & promoters (37)

_Showing 25 of 37 people._

| Name | Role | Location |
| --- | --- | --- |
| Jason M Amello | Director | Newton, MA |
| Stephen T Aselage | Director | Newton, MA |
| John M Dunn | Director | Newton, MA |
| Michelle T Griffin | Director | Newton, MA |
| Chris Schelling | Director | Newton, MA |
| Jefferson E Davis | Executive Officer | Newton, MA |
| Tanya T Hayden | Executive Officer | Newton, MA |
| John M Klopp | Executive Officer | Newton, MA |
| Bernie S Paul | Executive Officer | Newton, MA |
| Adrian S Quartel | Executive Officer | Newton, MA |
| Chris Schelling | Executive Officer | Newton, MA |
| Matthew T Seibt | Executive Officer | Newton, MA |
| Neil K Warma | Director | Toronto, A6 |
| Neil K Warma | Executive Officer | Toronto, A6 |
| Matthew S Seibt | Executive Officer | Newton, MA |
| Michelle Griffin | Director | Newton, MA |
| John S Klopp | Executive Officer | Newton, MA |
| Harry S Palmin | Executive Officer | Newton, MA |
| Donald R Joseph | Executive Officer | Newton, MA |
| Stephen Aselage | Director | Newton, MA |
| Michael S Richman | Director | Boston, MA |
| DAVID E JORDEN | Director | GAITHERSBURG, MD |
| DAVID E JORDEN | Executive Officer | GAITHERSBURG, MD |
| Gail J Maderis | Director | Emeryville, CA |
| DAVID HUNG | Director | ALAJUELA, G2 |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-07-29](https://search.stillhousedata.com/formd/0001209191-20-043937) | D | $857K | $857K |
| [2013-02-19](https://search.stillhousedata.com/formd/0001069308-13-000001) | D | $650K | $650K |
| [2013-02-19](https://search.stillhousedata.com/formd/0001069308-13-000002) | D | — | — |
| [2012-11-19](https://search.stillhousedata.com/formd/0001069308-12-000002) | D | $15.0M | — |
| [2012-07-27](https://search.stillhousedata.com/formd/0001069308-12-000001) | D | $4.1M | $4.1M |
| [2009-04-27](https://search.stillhousedata.com/formd/0001069308-09-000002) | D | $2.0M | $1.1M |

## More

- [CIK 1069308 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1069308&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0001209191-22-059517.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.